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On (Not) Loving Henry Kissinger

21 May

On (Not) Loving Henry Kissinger

 

There is an irony that would be amusing if it was not depressing about news that Donald Trump has been courting the 92-year old foreign policy sorcerer Henry Kissinger. Of course, the irony is that earlier in the presidential campaign Hilary Clinton proudly claimed Kissinger as ‘a friend,’ and acknowledged that he “relied on his counsel” while she served as Obama’s Secretary of State between 2009-2013. It is indeed strange that the only point of public convergence between free-swinging Trump and war-mongering Clinton should be these ritual shows of deference to the most scandalous foreign policy figure of the past century.

 

Kissinger should not be underestimated as an international personality with a sorcerer’s dark gifts. After all, he was awarded a Nobel Peace Prize in 1973 for his perverse role in Vietnam diplomacy. Kissinger had supported the war from its inception and was known as a strong proponent of the despicable ‘Christmas bombing’ of North Vietnam. He had earlier joined with Nixon in secretly extending the Vietnam War to Cambodia, incidentally without Congressional knowledge, much less authorization. This led to the total destabilization and devastation of a country that had successfully maintained its neutrality for the prior decade. It also generated the genocidal takeover by the Khmer Rouge in the 1970s resulting in the death of a third of the Cambodian population. It was notable that the Nobel had been jointly awarded to Luc Duc Tho, Kissinger’s counterpart in the negotiations, who exhibited his dignity by declining the prize, while Kissinger as shameless as ever, accepted and had an assistant deliver his acceptance speech because he was too busy to attend. Significantly, for the first time, two members of the Nobel Selection Committee resigned their position in disgust.

 

The more familiar, and more damning allegation against Kissinger, is his association with criminal violations of international law. These are convincingly set forth in Christopher Hitchens The Trial of Henry Kissinger (2001). Hitchens informed readers that he “confined himself to the identifiable crimes that can and should be placed on a proper bill of indictment.” He omitted others. Hitchens lists six major crimes of Kissinger:

            “1. The deliberate mass killing of civilian population in Indochina.

  1. Deliberate collusion in mass murder, and later in assassination in         Bangla Desh.
  2. The personal suborning and planning of murder, of a senior constitutional officer in a democratic nation—Chile—with which the United States was not at war.
  3. Personal involvement in a plan to murder the head of state in the democratic nation of Cyprus.
  4. The incitement and enabling of genocide in East Timor.
  5. Personal involvement in a plan to kidnap and murder a journalist living in Washington, DC.”

Whether the evidence available would support a conviction in an international tribunal is far from certain, but Kissinger’s association and approval of these unlawful and inhumane policies, and many others, is clear beyond reasonable doubt.

 

In some respects as damaging as these allegations of complicity in war crimes is, it is not the only reason to question Kissinger’s credentials as guru par excellence. Kissinger shares with Hilary Clinton a record of bad judgments, supporting some foreign policy initiatives that would be disastrous if enacted

and others that failed while inflicting great suffering on a foreign civilian population. In his most recent book, World Order published in 2014, Kissinger makes a point of defending his support of George W. Bush’s foreign policy with specific reference to the war of aggression undertaken in 2003. In his words, “I supported the decision to undertake regime change in Iraq..I want to express here my continuing respect and personal affection for President George W. Bush, who guided America with courage, dignity, and conviction in an unsteady time. His objectives and dedication honored his country even when in some cases they proved unattainable within the American political cycle.” [pp. 324-325] One would have hoped that such an encomium to the internationally least successful U.S. president would be a red flag for those presidential candidates turning to Kissinger for guidance, but such is his lofty reputation, that no amount of crimes or errors of judgment can diminish his public stature.

 

Kissinger first attracted widespread public attention with a book that encouraged relying on nuclear weapons in a limited war scenario in Europe, insisting that the United States could prudently confront the Soviet Union without inviting an attack on its homeland. [Nucelar Weapons and Foreign Policy (1967). As already indirectly suggested, he supported the Vietnam War, the anti-Allende coup in Chile, Indonesian genocidal efforts to deny independence to East Timor, and many other dubious foreign policy undertakings that turned out badly, even from his own professed realist perspective.

 

It is true that Kissinger has a grasp of the history of diplomacy that impresses ordinary politicians such as Trump and Clinton. True, also, he rode the crest of the wave with respect to the diplomatic opening to China in 1972 and pursued with impressive energy the negotiation of ceasefire arrangements between Israel and Egypt and Israel and Syria after the 1973 Arab-Israeli War. As well, TIME magazine had a cover featuring Kissinger dressed as superman, dubbing their hero as ‘super-K.’ There is, in this sense, no doubt that Kissinger has been a master as refurbishing his tarnished reputation over the course of decades.

 

Yet fairly considered, whether from a normative or strategic outlook, I would have hoped that Kissinger should be viewed as ‘discredited’ rather than as the most revered repository of foreign policy wisdom in this nation. Bernie Sanders struck the proper note when he said “I am proud to say that Henry Kissinger is not my friend.” And when queried by Clinton as to who he would heed, Sanders responded, “I will not take advice from Henry Kissinger.” In contrast, the words of Hilary Clinton confirm her affinity for the man: “He checked in with me regularly, sharing astute observations about foreign leaders and sending me written reports on his travels.” In fairness she did qualify this show of deference with these words: “[t]hough we have often seen the world and some of our challenges quite differently, and advocated different responses now and in the past….” This was the only saving grace in her otherwise gushing review of Kissinger’s World Order (2014) published in the Washington Post.

 

Let me offer a final comment on this shared adulation of Kissinger as the éminence grise of American foreign policy by the two likely candidates for the presidency. It epitomizes and helps explain the banality of the political discourse that has dominated the primary phases of the presidential campaign. It is hardly surprising that during this time dark clouds of despair hang heavy in the skies above the American body politic. Before either presidential hopeful even walks into the Oval Office both Trump and Clinton are viewed unfavorably by over half of all Americans, and regarded with a mixture of dismay, fear, and shock by political leaders and their publics around the world. To show obeisance to Kissinger’s wisdom and wizardry is thus emblematic of the paucity of mainstream American political imagination, and should worry all who care about the future of the country and the world.

 

 

A New World Order? ISIS and the Sykes-Picot Backlash

17 Dec

 

I

 

One of the seemingly permanent contributions of Europe to the manner of organizing international society was to create a strong consensus in support of the idea that only a territorially delimited sovereign state is entitled to the full privileges of membership. The United Nations, the institutional embodiment of international society recognizes this principle by limiting membership in the Organization to ‘states.’ Of course, there is an enormous variation in the size, population, military capabilities, resource endowments, and de facto autonomy among states. At one extreme are gigantic states such as China and India with populations of over 1 billion, while at the other are such tiny countries such as Liechtenstein or Vanuatu that mostly rely on diplomacy and police rather than gun powder and armies for security. All four of these political entities have the same single vote when it comes to action in the General Assembly or as participants at global conferences such at the recently concluded Paris Summit on climate change, although the geopolitics is supreme in the Security Council and the corridors outside the meeting rooms.

 

From the point of view of international law and organizational theory we continue to live in a state-centric world order early in the 21st century. At the same time, the juridical notion of the equality of states that is the foundation of diplomatic protocol should not lead us astray. The shaping of world order remains mainly the work of the heavyweight states that act on the basis of geopolitical calculations with respect for international law and morality displayed only as convenient. Yet the political monoculture of territorial states remains formally the exclusive foundation of world order, but its political reality is being challenged in various settings, and no where more so than in the Middle East.

 

This is somewhat surprising. It might have been expected in past decades, especially in the Middle East and sub-Saharan Africa where the ‘states’ were often arbitrarily imposed a century or more ago to satisfy colonial ambitions and took little or no account of the wishes and identities of the people living in a particular geographic space. Yet without exception nationalist movements and their leaders throughout the world, although aware that the colonial demarcations of boundaries were arbitrary and exploitative, thus lacking the legitimacy of ethnic, religious, and historic experience, nevertheless refrained from challenging the idea that a politically independent state should be delimited by the same boundaries as the prior colonial state. It seems that this worldwide acceptance of the territorial status quo reflected two different considerations. Questioning colonial boundaries would open a dangerous Pandora’s Box filled to overflowing with nasty ethnic conflicts and contradictory territorial claims. Beyond this, achieving control over an existing territorial state was seen in international law as the proper fulfillment for a people seeking liberation through the exercise of their right of national self-determination. Such an outcome was increasingly endorsed as the proper goal of nationalist movements throughout the global South, regardless of whether the ideological animus of a given movement leaned left or right. This conception of self-determination was also endorsed at the United Nations, thereby reversing the earlier acceptance of colonial rule as consistent with international law.

 

Of course, here and there were some rough edges and intense splits at the dawn of the post-colonial era, but surprisingly few of such a character as to produce new delimitations of territorial domain. Malaya split into Malaysia and Singapore, and more significantly, Pakistan broke off from India, and then Bangladesh later split from Pakistan in a bloody struggle. Yet in all these instances the result of political fragmentation was the establishment of an additional coherent territorial sovereign state that had some sort of cultural, religious, or historical rationale. There remain several thwarted movements of national liberation, most notably Palestine, Western Sahara, Kashmir, Tibet, Chechnya, Kurdistan, that is national movements to create independent states that have been under prolonged occupation. It is appropriate to regard these peoples as living in ‘captive nations’ contained by oppressive structure imposed by the dominating state. There is a small degree of ambiguity present as the right of self-determination cannot supposed be validly exercised in any manner that results in the fragmentation of an existing sovereign state. For clarification see UN General Assembly Resolution 2625 on International Law Principles of Peaceful Coexistence, with particular attention to the commentary given with respect to the principle of self-determination. In practice, however, when fragmentation results from successful movements of secession, the new political entities are accepted as ‘states’ for purposes of membership in international society. The breakup of Yugoslavia into component parts illustrates the subordination of the legal principle of state unity to the political realities of fragmentation.

 

There seemed to be no other concept of sovereign political community that challenged the European notion of the state as it evolved out of the Peace of Westphalia (1648). Again there are a few inconsequential exceptions. The Vatican despite being an essentially religious community is acknowledged for some purposes as a state, although denied full membership in the UN. More recently, as a result of decades of frustration, Palestine has succeeded in being accepted by the UN General Assembly as a non-member observer state, but without any right to vote or participate as a member in debates within the General Assembly or Security Council. Palestine as a kind of ‘ghost state’ is accepted as a member of UNESCO, as a state party at the International Criminal Court, and even allowed to fly its national flag outside of UN Headquarters.

 

Perhaps, the most fundamental formal challenge to a purely statist world order arose from the emergence of the European Union. The EU does represent the interests of its 25 member states for many purposes, including at some international conferences. And yet the EU has not been given membership or an independent vote at the UN, nor have there been objections to the permanent membership of both the United Kingdom and France in the UN Security Council. Despite recent tensions associated with fiscal policy, counter-terrorism, and statist reactions to refugee flows, the EU retains the possibility of evolving at some point into some novel kind of post-Westphalian regional polity that represents its members in a variety of global venues, and thus challenges the foundational principles of state-centric world order. Just now the European Commission has issued new rules strengthening European border control in a manner given precedence over Westphalian traditions of national border control.

 

More challenging at present is the meta-territorial operational provenance of the United States, with its vast network of foreign bases, its naval and space capabilities able to target any point on the planet, and its claim of ‘presence’ in all regions of the world. The United States is the first ‘global state’ in world history, with its territorial sovereignty only the psychophysical basis of its non-territorial global reach. It is not an empire as that term was understood to rest on formal and overt control, yet it far from being a normal state that generally confines its security operations and diplomatic claims to its geographic boundaries unless it finds itself involved in a distant war.

 

Sporadic efforts to endow civil society with international status have not gained political traction despite widespread support for the establishment of a ‘global peoples parliament’ modeled on the European Parliament. Populist support for some kind of policy role for civil society at a global level has been reffectively esisted by governments and international institutions opposed to any dilution of the Westphalian template.

 

II.

 

It is against this statist background that some recent Islamic practices with regard to political community and world order is innovative and challenging. When explaining the revolutionary process in Iran that unfolded in 1978-79, Ayatollah Khomeini insisted that what was happening in Iran should be treated as an ‘Islamic Revolution’ rather than an ‘Iranian Revolution.’ What was being asserted was that the most relevant community was the Muslim umma, which has not been actualized in recent times but deserves the primary loyalty and adherence of believers whatever their location in national space happens to be. Such a view was more aggressively articulated in the declarations of Osama Bin Laden whose worldview was Islamic, transcending the secular realities of statehood and nationalism, and expressing what might be described as an Islamic Cosmopolitan worldview.

 

The most significant challenge of all directed toward state-centricism has been mounted by ISIS, and especially its proclamation of a new caliphate in the Middle East, whose contours were based on its de facto territorial governance patterns in Syria and Iraq rather than on the boundaries of existing sovereign states. ISIS leaders also boasted of ‘the end of Sykes-Picot,’ the Anglo-French originally secret agreement in 1916 that led to the formation of the modern statist Middle East in the territories formerly administered by the Ottoman Empire. It was this Sykes-Picot colonialist vision that successfully undermined Woodrow Wilson’s post-colonial advocacy of self-determination as the organizing basis delimiting the Middle East after World War I. So far, ISIS has made good on its claim to govern the area it controls by sharia law strictly applied, and has thus managed to defy the sovereign territorial authority of both Syria and Iraq. ISIS is sometimes described as a ‘quasi-state’ because of its territorial control but utter lack of international diplomatic legitimacy, and perhaps because its durability has not been established for a sufficient length of time.

 

There are at least three elements of this non-state pattern of control that are worth noticing. First, ISIS seems to have no current goal or prospect of being internationally accepted as a state or to be treated as a vehicle of self-determination for Syrians and Iraqis living under its authority. ISIS rests its authority to govern exclusively on a sectarian Sunni claim to be applying sharia to those living under its authority. Secondly, by discrediting those Sykes-Picot states that were imposed on the region after World War I ISIS is claiming for itself a superior political legitimacy to that conferred by international diplomatic procedures or through admission to the United Nations, and the claim has some resonance for those living under its dominion. Thirdly, significant portions of the Sunni population that is dominant presence in the ‘caliphate’ welcomed ISIS, at least at first, as a liberating force freeing the population from Shia oppression and discrimination and more effectively offering social services at a grassroots level.

 

In effect, ISIS has effectively, if harshly, raised questions about the political legitimacy of states imposed by colonial authority and accepted by indigenous nationalist movements during the process of achieving political independence. This questioning of European statism in the Middle East is likely to be more enduring than ISIS itself. From an ethnic angle, the Kurdish movements in Iraq, Turkey, and Syria, never having been content with Sykes-Picot borders are now constituting new ethnically delimited political communities that in Iraq and Syria possess the attributes of de facto states. As with ISIS, these emergent entities are being called quasi-states or states within states. In other words we are so entrapped in statist language that we must misleadingly link these innovative political realities to the statist framework.

 

From this perspective it is worth noticing the double proposal of the neocon former American ambassador to the UN, John Bolton. [See “To Defeat ISIS, Create a Sunni State,” NY Times, Nov. 24, 2015] As a resolute interventionist, Bolton wants the West to go all out to destroy the ISIS caliphate, but couples this militarist initiative with the rather startling assertion that Iraq and Syria have lost their statist entitlement to reclaim these territories. Instead, “Washington should recognize the new geopolitics. The best alternative to the Islamic State in northeastern Syria and Western Iraq is a new, independent Sunni state.” As might be expected, Bolton’s rationale is totally neo-colonial in conception and implementation, proposed by a Washington insider, designed to keep Moscow out, to restore U.S. influence in the region, and to support indirectly the anti-Shiite goals of the Gulf monarchies. In other words, what Bolton favors is remote both from Westphalian logic and from the practice of self-determination.

 

True, Bolton’s Sunni state is an externally imposed political construction that is expected to be accepted as a traditional state with authority limited to its international borders. This contrasts with the ISIS caliphate that claims authority based on its extreme Salafi interpretation of Islam, and while it maintains and guards the borders that define the territory under its control, its claimed community of adherents is non-geographical, and notions of citizenship and nationality do not apply. It is suggestive that even Bolton opposes an American approach based on “striving to recreate the post-World War I map.” What makes Bolton’s proposal of interest is only that it unwittingly confirms the ISIS challenge to the legitimacy of how Europe constructed the post-Ottoman Middle East in the colonialist atmosphere that remained dominant after World War I.

 

III

 

It seems obvious when considering the complexity of the world as it now functions that the Westphalian model of state-centricism is no longer, if it ever was, descriptive. To take account of the realities of the U.S. global state, the EU, and ISIS requires a more hybrid framework of concepts, policies, and practices that also is more sensitive to multi-level linkages of authority and power, as well as the elaborate patterns of transnational networks and localized systems of control that produce the complex governance structures that provide billions of people with order and stability on a daily basis. A fuller inquiry into these diverse organizational structures would also need to incorporate the role of transnational corporations and financial institutions that create the operational and exploitative realities of neoliberal globalization.  

 

Kissinger: A Hero of Our Time

20 Sep

[Prefatory Note: The essay on Henry Kissinger’s World Order (2014) below was initially published in Millennium: Journal of International Studies 2015, Vol. 44(1) 155–164. For me, Kissinger was the anti-hero, somehow available to justify the unjustifiable, and situate himself in a tradition of statecraft that celebrated the European invention of modern international relations in the 17th-19th centuries. This self-styled realist tradition marginalizes law and morality, posits a fatalistic sense of human destiny, and is dismissive of the pursuit of peace and justice. In Kissinger’s case he climbed to the pinnacles of American state power, and was far from the worst advocate of global primacy based on military superiority. The fact that he owed his prominence to setting forth an argument supporting the feasibility of limited nuclear war branded him with the mark of Cain while still making his way behind the ivy of Harvard University. At the same time, we should not neglect Kissinger’s worldview just because it is antipathetic, especially as he has some important observations about how China’s rise to prominence in world history contrasts with the way in which Europe gained ascendancy.]

 

 

 

 

Henry Kissinger: A Hero of Our Time

 

“A Hero of Our Time, my dear readers, is indeed a portrait, but not of one man. It is a portrait built up of all our generation’s vices in full bloom. You will again tell me that a human being cannot be so wicked, and I will reply that if you can believe in the existence of all the villains of tragedy and romance, why wouldn’t you believe that there was a Pechorin? If you could admire far more terrifying and repulsive types, why aren’t you more merciful to this character, even if it is fictitious? Isn’t it because there’s more truth in it than you might wish?”

Mikhail Lermontov, Preface, A Hero of our Time

 

Combining the features of savant and war criminal, as well as renowned the world over as master statesman, Henry Kissinger deserves the dubious accolade of being ‘a hero of our time’ in the fully ironic sense meant by the Russian novelist, Mikhail Lermontov. Kissinger seems indictable for a series of offenses that deserve accountability in a law-abiding world: deliberate killing of civilians in Indochina; overt complicity in relation to mass killing in Bangladesh; positive association with plan to assassinate a major official in Chile; involvement in conspiracy to kill the head of state in Cyprus; incitement to genocide in East Timor; and direct involvement in plans to kidnap and kill a journalist living in Washington DC.[1] That Kissinger remains not only at large, but the object of reverence the world over, tells us quite a bit about the degree to which geopolitical celebrity trumps accountability and justice when it comes to status and reputation on a global scale.

 

Additional to Kissinger’s apparent criminality associated with his role as a governmental official developing and implementing American foreign policy in a variety of crucial settings was his earlier assertions of influence as a policy oriented intellectual at a leading American university. Kissinger, as a Harvard professor of international relations, skillfully professed views that proved useful to men who coveted and exercised power on behalf of the United States. Even before he entered government as Richard Nixon’s expert on foreign policy, the Council on Foreign Relations, a gatekeeping venue for the highest echelons of government, otherwise known as ‘the establishment,’ had bestowed stardom on Kissinger in recognition of these contributions to the policy forming community. His initial notoriety rested on an early book arguing the case for accepting the prospect of limited nuclear war as a means of offsetting Soviet superiority in conventional warfare in Europe.[2]

 

 

Later when serving as National Security Advisor and Secretary of State, Kissinger exerted an enormous influence on the development of American foreign policy. He managed to surround his undertakings with an aura of the invincible maestro of realpolitik, a contemporary counterpart of his own illustrious mentors, Machiavelli and Richelieu.[3]

 

A weird part of Kissinger’s claim to heroic stature was his extraordinary capacity to be repeatedly wrong about almost every major foreign policy decision made by the United States Government over the course of the last half-century, and yet manage continually to enhance his reputation and influence as the nation’s wisest guide on how the country should shape its role and behavior overseas when facing the next crisis. Kissinger was a supporter of the Vietnam War from start to finish, he even favored the disastrous Iraq War, and of course, the Afghanistan War. To leave us in no doubt as to his deepest inclinations, Kissinger even goes out of his way in this book to laud the presidency of George W. Bush by affirming his “continuing respect and personal affection for President George W. Bush, who guided America with courage, dignity, and conviction in an unsteady time. His objectives and dedication honored his country even when in some cases they proved unattainable within the American political cycle.” [324-25]. Phrase by phrase this is a remarkable encomium considering the degree to which Bush’s core policies turned out to have been such a disaster by almost any measure, with the 2003 attack and subsequent occupation of Iraq being a major contributing cause to the regional turmoil that has brought such massive suffering and political chaos to the Arab world, as well as seriously compromising U.S. goals in the region. To give his blessings to such a failed presidency is mystifying unless one takes into account of Kissinger’s worshipful attitude toward the high and mighty in the conservative American political establishment, and his extraordinary Teflon protective coating that has inoculated him over the years against the normal consequence of policy failures and ugly misdeeds.

 

It is fair to wonder at this point why I should be writing a review Kissinger’s ideas if I regard him as a disreputable public figure. My answer centers upon an appreciation of the man as an emblematic representative of global leadership in our historical era, and hence of Kissinger as truly ‘a hero’ worthy of our attention. It is not that his ideas are sympathetic, compelling, or even innovative, but rather that despite his long record of wrongdoing, Kissinger’s words continue to be taken seriously as policy guides entitled to the utmost respect by opinion-makers around the world.[4] Beyond this, his comprehensive presentation of the contours of past, present, and possible future world orders, while pretentious and superficial, does provide a helpful commentary on policy choices of immense significance, offering readers a useful platform for dialogue as to the global political future. Despite my reservations, the World Order offers a good basis for seminar discussions in an international relations course or for a reading group of attentive citizens who gather on a monthly basis to ponder the state of the world.

 

Kissinger is something more than a public figure that has guided and advised some of America’s most influential world leaders. He is also a student of international relations with a rare combination of diplomatic experience at the highest level, a broad historical knowledge of the conceptual underpinnings of statecraft in the modern world, and a street smart talent for gaming the system to his personal advantage. In this respect, the book under consideration, World Order, is likely to be treated as the culminating expression of Kissinger’s worldview and intellectual legacy.[5] And while it is devoid of empathy for the vulnerable or an appreciation of the ecological dangers facing humanity, it does frame debate on global policy in this post-colonial, post-Cold War setting in some useful ways if account is taken of its limitations.

 

Kissinger’s diagnosis of the present historical situation poses an intriguing puzzle that adopts an unexpected outlook, given its source. For this sage who earlier believed that the European West had evolved a diplomacy that reflected the eternal verities of statecraft it is now surprising to find Kissinger at the start of this book issuing a dire warning to his readers: “Our age is insistently, at times almost desperately, in pursuit of a concept of world order.” Such a sentiment is followed by a haunting question that obviously worries Kissinger: “Are we facing a period in which forces beyond the restraints of any order determine the future?” (2) Kissinger can be read as saying that the dangers posed are a result of the failure of the major world political actors not to have on their own recognized and implemented the Westphalian logic within their own civilizational and religious spheres of influence. Such a lament is conditioned by the realization that in this post-colonial era a belated embrace of some kind of global Westphalian system of world order, while the best we can hope for, cannot happen without its spontaneous adoption by non-Western political actors doing what seems best to achieve their goals in ways that correspond with the deeply embedded cultural values.

 

What troubles Kissinger most is the disorder that exists in the post-colonial world where the West can no longer run the global show by itself. He believes that the present challenge is to blend “divergent historical experiences and values” into “a common order.” (10) In his view “[a] reconstruction of the international system is the ultimate challenge to statesmanship in our time.” (371) Without this challenge being met Kissinger envisions a “struggle between regions” that might turn out to “be more debilitating than the struggle between nations has been.” (371) He is also worried by the challenges associated with the rise of non-state political actors that do not fit within the template of the only world order that Kissinger knows, the one constituted by the interplay of territorial sovereign states.

 

In setting forth the nature of this defining quest Kissinger posits several requirements that he never reconciles. He insists that a new global order to be successfully established requires that its central rules and limit conditions are the result of a participatory, non-hegemonic process of relevant actors. Kissinger asserts that only by way of such an existential bonding process will a re-framing of world order have the legitimacy to engender commitment and adherence in a historical situation where the West has lost its dominion over the non-West. In Kissinger’s words: “Any system of order, to be sustainable, must be accepted as just—not only by the leaders but also by citizens. It must reflect two truths: order without freedom, even if sustained by momentary exaltation, eventually creates its own counterpoise; yet freedom cannot be secured or sustained without a framework of order to keep the peace.” (8) This passage is illustrative of the degree to which throughout this text the abstractions of language provide Kissinger with a useful comfort zone of obscurity. In over 400 pages we look in vain to find out what ‘freedom’ means beyond a vague affirmation of the American political experience. (e.g. 235-36).

 

The tone and message of World Order rests in the end on an affirmation of American exceptionalism as interpreted by Kissinger. The opening lines of the book describe a visit of homage made in 1961 to Harry Truman while Kissinger was a “young academic.” Truman was of course the former American president that took over from Franklin Roosevelt at the end of World War II and then did his part to launch the Cold War. Kissinger admiringly quotes Truman to disclose the distinctive essence of America’s political character: “That we totally defeated our enemies and then brought them back to the community of nations. I would like to think that only America would have done this.” (1)

 

With the blinkered vision of a true believer, Kissinger adds his own gloss: “All of Truman’s successors have followed some version of this narrative and have taken pride in similar attributes of the American experience.” (1) Such a portrayal of the American global role inflicts a notorious distortion on innocent readers. The truth is that United States has often been vindictive in the aftermath of wars and often not at all willing to help adversaries recover from devastating wartime experiences. For instance, in the lengthy negotiations ending the Vietnam War conducted on behalf of the United States by Kissinger, the reparations agreed upon were neither paid nor any subsequent effort made by Kissinger or the White House to have Congress uphold this clear diplomatic promise, which also was a recognition of a simple moral duty. In the aftermath of the First Gulf War (1991) the United States imposed a punitive peace on Iraq that included maintaining strict sanctions against a people that reportedly cost an additional several hundred thousand Iraqi civilian lives. And historically, the punitive peace imposed on Germany after World War I was undertaken with the deliberate intention of doing the opposite of what Truman claimed for American diplomacy after World War II. In part Truman’s postwar diplomacy represented his effort to avoid repeating the mistakes of Versailles that had earlier contributed to the rise of Hitler and the onset of a major war, as well as gave rise to a severe global economic depression. The disruption, oppression, and extremism that is now the tragic destiny of the Middle East can also be blamed on a ‘peace’ diplomacy one hundred years ago that distributed the spoils of war on the basis of colonial ambition rather than the wellbeing of peoples. How Kissinger, the purported student of history can overlook these features of the American role over its lifetime as a country, can be partly explained by his tendency to obtain historical impunity by invoking abstractions that have no discernible connection with the concrete realities that are supposedly encompassed by this overarching narrative of America’s global benevolence.

 

Kissinger associates the American goals in the world with the well-intentioned global projection of his idealized image of constitutional democracy as it functions in the United States. He clarifies this image as embodying “an American consensus—an inexorably expanding cooperative order of states observing common rules and norms, embracing liberal economic systems, foreswearing territorial conquest, respecting national sovereignty, and adopting participatory and democratic systems of governance.” (1) Where has this man been? He makes no effort to disentangle myth from performance as it has played out as the American global story has unfolded. Any casual student of history would know that the United States, almost from its birth, has been intervening throughout the Western Hemisphere, and since 1945 has intervened covertly and overtly in many parts of the world, and often with the purpose of dislodging democratically elected governments as it did

in Iran (1953), Guatemala (1954), and Chile (1973), the latter while Kissinger was making policy from his White House office.

 

It is true that Kissinger does fault the idealistic tendencies of American foreign policy, which he believes reached the peak of unknowing during the latter years of Woodrow Wilson’s presidency. In appraising American political leaders Kissinger contrasts those he most admires (Truman, Teddy Roosevelt, and Nixon) with those he finds dangerously naïve (especially Wilson, but also Carter, Clinton, Obama). Essentially, Kissinger affirms those political leaders that share his belief that hard power is the main agent of historical change, as well as the capstone of stability and ‘peace’ (understood minimally as the absence of major war), and in this regard, he finds the ideas that were launched in 1648 by the Peace of Westphalia as the only workable foundation for international order. This Westphalian worldview in Kissinger’s presentation rests on two organizing principles: respect for territorial sovereignty and reliance on countervailing power as necessary to deter potential aggression. As indicated, Kissinger recognizes that this statist framework was European in origin, and if it is to work in a post-colonial era of globalization it will have to be endorsed by civilizational experiences that are quite different from that of Europe and North America. This is the challenge, as Kissinger sees it, of making the logic of Westphalia sufficiently attractive to China, India, and the Islamic community, so as to induce their governments to choose such a blend of respect of others with cooperation for mutual benefit as the one basis of 21st century world order that might work.

 

There are several problems with this formulation of the contemporary world order problematique. For one thing, it overlooks the vertical dimension of the Westphalian experience that has all along relied for order on the managerial roles of hegemonic claims and structures. This has been especially so for relations between the West and non-West, making it difficult for many countries and some regions to create political communities except through brute force. For another, Kissinger seems mostly blind to the fundamental challenge posed by nuclear weaponry and climate change, and hence sees no important role for international law or the United Nations.[6] In fact, one would look in vain for any sustained discussion by Kissinger of whether a global rule of law and strong central institutions are needed to protect the global interest against the predatory behavior of a world of national governments led by officials with very uneven endowments and perceptions.[7] There is absent any consideration of how to create global governance without the commitment of political actors to uphold human interests on the basis of species identity. Even more striking is the failure to discuss the viability of capitalism as means to achieve the desired ends of world order based on the recognition that sustainable order presupposes legitimate order.[8] One wonders how this market-based system can be deemed even potentially legitimate given the persistence of mass poverty, gross inequalities, widespread corruption, the predatory plundering of the resources of the planet, and increasingly dire expectations of water scarcities and multiple forms of ecological decay.

 

Overcoming such obstacles presupposes that the values of the main competing centers of regional civilizational identity can be embodied in the new world order. In Kissinger’s view this would now entail combining power and legitimacy on a worldwide basis, and not just offering to organize the world along pre-European Union lines. In the prior historic periods, there were distinct regional forms of order of which central attention is given to that evolved by China and the Islamic world. These are also alternative conceptions of world order to that developed by the West, although challenged and encroached upon by colonialism. Kissinger makes clear that he is particularly drawn to the Chinese soft power foundations of its national greatness, which enjoys the capacity to overwhelm others essentially by reliance on its cultural superiority and the sheer density of its demographic and geographic reality.[9] According to Kissinger, China has succeeded in neutralizing those barbarian forces that have from time to time penetrated its borders by sheer patience, and although it has expressed a defensive mentality by the immense undertaking of the Great Wall, and yet unlike the West, conquest and missionary belligerence has not been its style.

 

In contrast, Islam has a totalizing vision that associates its domain with peace and righteousness (‘dar al-Islam’), and all else as the domain of infidels and war (‘dar al-harb’). With its religious sense of political community as bases on the umma, the extension of the Western state system to the Islamic world has been problematic and hence illegitimate, especially for those states that are products of colonial ambition as in the Middle East and parts of Africa. Whether such states can even retain their current territorial boundaries is one of the unanswered questions. If not, the likely near term reality is the reemergence of ethnically and religiously bounded communities that either exist autonomously within existing borders or break away to form their own states. In effect, without historical or philosophical depth, Kissinger depicts the Arab world, in particular, as a region of ‘failed states’ for which there is no solution other than military containment and intervention to prevent the disorder spilling over as with the 9/11 attacks.

 

In the end Kissinger seems to hope that a form of global Wesphalian world order will emerge because states everywhere seek to preserve as much of their autonomy as possible while cooperating to promote common interests in trade and investment. This duality exhibits both a recognition of the realities of economic globalization as conditioned by the non-viability of major warfare given the existence of nuclear weaponry. Kissinger is fully conscious of the extent to which the European invention and development of the state system in the middle of the 17th century responded to distinctively European circumstances, especially an interest in overcoming deadly religious wars and the formation of political communities that were large and stable enough to support efficient economic growth. This Westphalian innovation cannot be globalized despite the intensifying functional imperatives to do so unless the other main political actors on the world stage can agree that such an order serves their interests and is consistent with their values. It also must be perceived as a joint undertaking, not a plan hatched in the West or a byproduct of the American reality as the world’s only global state. World order of global scope in its architectural phases becomes an inter-civilizational soft power project that contrasts with the earlier hard power structures imposed by the global reach of European colonialism. However for Kissinger, seeming unperturbed by contradiction, this new undertaking still presupposes the stabilizing reinforcement of hard power diplomacy and warmaking capabilities, with the United States acting in a meta-regional managerial role.

 

Kissinger, not without reason, thinks that his world order scheme will only happen if China and the United States are able to make their relationship rest principally on the benefits of cooperation and partnership rather than rivalry and competition. In other words, not a second Cold War, but a new kind of geopolitical relationship that is sensitive to the importance of balancing and equilibrium, but without any ideological dimension of hostility toward the domestic public order system of the other. Kissinger is aware that wars often have broken out in the past when an emerging state seeks to revise the hierarchy of privilege and status that is encoded in the status quo or the hegemon threatened with displacement strikes before the challenger gets too strong. He wonders aloud whether the rising claims of China can be met without either ignoring their ambition or provoking a disastrous military confrontation.

 

Kissinger considers the United States, despite everything from Hiroshima to drones, as continuing to be the main benevolent force active in history over the course of the last hundred years, especially to the extent it is able to suppress its national proclivity to indulge idealistic temptations that ignore Westphalian parameters. Kissinger appears to believe still that only military capabilities can serve as the ultimate guardian of the public good. In this regard he sees the American leadership role as at once “indispensable” and “ambivalent,” caught between the unrealistic wishful thinking of Woodrow Wilson and the creative realism of Teddy Roosevelt or Richard Nixon, the poles of thought and action that characterize the American global role over the course of its existence as an independent state. Kissinger wants to reconcile these antagonistic energies, and above all he remains deeply opposed to any further American retreat from the responsibilities of global leadership—in contemplating the American role, he says “[w]hat is does not permit is withdrawal.” (370) Kissinger insists that in the interactive reality of the present global situation any renewal of American isolationism would be a self-destructive dead end, and more to the point, he argues that the world needs a globally engaged United States as an offshore balancer that alone can provide the countervailing force that is needed in all regions of the world as a check on dangerous types of expansionism.

 

In effect, what Kissinger would like to see emerge is a series of regionally based political orders in which the United States is involved as a balancing presence, including in China’s backyard of Asia. This kind of formula pretends to avoid any effort to establish regional hegemony in any part of the world, and disavows an American search for dominance. In this sense Kissinger is arguing for a Westphalian order anchored in the actuality of the United States as the first global state in world history. It is a global state by virtues of its already established military presence throughout the world, reinforced by the dollar as a global currency, English as a global language, and American popular culture and consumerism as influential behavioral constructs everywhere. What Kissinger is proposing with a good deal of commentary on the necessity of taking account of existing diversities linked to demands for participation in the construction of such a legitimate world order is a system of global scope that is neither centralized by law or power. In this way, he acknowledges the interplay between political decentralization and a variety of globalizing tendencies without succumbing to what he would regard as utopian or totalizing traps. Rather cunningly, there is no discussion of how, given its capabilities and assigned leadership role, the United States would be deterred or its ambitions neutralized, or even whether this is necessary. When surveying the terrain of American politics this is a disabling flaw as it is entirely plausible to imagine a militarist Republican president taking over in 2016 with a mandate for safeguarding the nation and the world by waging continuous wars.

 

 

[1] This enumeration follows the list of indictable crimes provided by Christopher Hitchens in the Preface to his important book, The Trial of Henry Kissinger (London, UK: Verso, 2001). Hitchens offers considerable evidence to back up these allegations, as well as a rationale for why such it is important to conduct this exercise in symbolic accountability, for the latter see especially p. xi.

 

 

[2] Nuclear Weapons and Foreign Policy (New York: Council on Foreign Relations by Harpers, 1957), appropriately written under the auspices of the Council on Foreign Relations, which was responsible for bringing Kissinger to the attention of the political elite in the United States. Kissinger with his Harvard credentials, conservative Cold War politics, and unsentimental approach to the pursuit of national interests on the basis of hard power was a valuable advisor for those of Republican Party persuasion who sought the highest political office in the country.

[3] There is a consensus that the most important scholarly contribution made by Kissinger was his initial book on the mechanisms of the balance of power as operative in 19th century Europe based on the interplay between military capabilities and dynastic legitimacy, as well as admiring portrayals of the statesmen who grasped the Hobbesian logic that made this system work to sustain the established order. A World Restored: Metternich, Castlereagh, and the Problem of Peace, 1812-22 (Boston, MA: Houghton Mifflin, 1957

[4] Illustrative of such influence is full page assessment of the controversial framework agreement tentatively reached in April 2015 with respect to the international regulation of Iran’s nuclear program. It is rare for the Wall Street Journal to devote its entire opinion section to a single article, and although George P. Shultz is listed as a co-author, the attention accorded to the article is a reflection of Kissinger’s unique stature as foreign policy guru. Kissinger & Shultz, “The Iran Deal and Its Consequences,” Wall Street Journal, April 8, 2015, A13.

[5] Such earlier books as Diplomacy (New York: Simon & Schuster, 1984) and On China (New York, Penguin Press, 2011) are part of his effort to write conceptual memoirs that argue the case for the rightness of his policies and even more so, for his understanding of how the world is organized and operates. All of Kissinger’s writing, carried on in tandem with his work as consultant to the rich and powerful throughout the world via his firm Kissinger Associates founded in 1982. These undertakings share a single minded devotion to self-serving efforts to nail down his reputation as the hero of the age. If mainstream media is to be trusted, which of course it is not, Kissinger has succeeded in becoming the iconic source of foreign policy wisdom for mainstream media audiences, his name being continuously invoked as the most authoritative commentator on foreign policy now alive.

[6] For nuclear weapons, Kissinger reduces the challenge to one of nonproliferation overlooking his own endorsement of abolition of such weaponry resulting from a perception that the nonproliferation regime is unlikely to be able to contain the spread of nuclear weapons in the future. (see 330-41). In an earlier article written in collaboration Kissinger does join in suggesting that the best way to stop further proliferation of nuclear weapons is to eliminate them altogether from military arsenals. See George P. Shultz, William J. Perry, Henry Kissinger, Sam Nunn, “A World Free of Nuclear Weapons,” Wall Street Journal, Jan. 4, 2007.

[7] Elsewhere Kissinger has been directly contemptuous of the role of international law and morality in the conduct of American foreign policy. See e.g. Diplomacy, note 5.

[8] For relevant discussion see Stephen Gill & A, Claire Cutler, eds., New Constitutionalism and World Order (Cambridge, UK: Cambridge University Press, 2014).

[9] Clearly Kissinger has through his own diplomatic experience and scholarly inquiry has developed a deep admiration of the achievement and durability of Chinese civilization as appraised from the perspective of world order. This discovery of Kissinger’s later life corrects his earlier insistence that Westphalian world order as the only game in town. See elaborations in his long book, On China, also discussion in chapters devoted to China(212-75).

The Horrifying Syrian Dilemma Persists

15 Sep

 

 

[Prefatory Note: This post is a somewhat modified version of the text published on the Middle East Eye website on September 9, 2015, and here by prior arrangement.]

 

On its surface Syria offers seems an ideal case for humanitarian intervention. An incredible half of the 23 million Syrians are either internally displaced or refugees living in dire circumstances, aggravating the migrant crisis currently overwhelming Europe. What is worse, mass atrocities have continued under the authority of the Damascus regime since March 2011, and to some degree by actions of the opposition. Further, for more than a year ISIS has emerged as a principal opposition force in Syria, and is responsible for unprecedented barbarism in large areas of the country under its control.

 

Beyond this, a diplomatic resolution of the conflict has so far failed miserably. The UN has appointed several distinguished Special Envoys who have resigned in disgust unable to rely on ceasefire reassurances from Bashar el-Assad. The two Geneva inter-governmental conferences that were convened with great effort ended in utter frustration. The United States is far from blameless, seemingly avoiding Russian compromises early on because it believed that the insurgency was on the verge of victory, and diminishing prospects later by insisting that Iran be excluded from the diplomatic process because of Israeli and Saudi sensitivities.

 

To complete this depressing picture, the parties to the conflict seem badly stuck, neither having a path to victory nor displaying any willingness to work toward a credible compromise. The opposition to the Assad government remains incoherent and disunited, and certainly seems incapable of offering Syria a workable alternative.

 

Not surprisingly given this overall situation, especially the spectacle of persisting civilian suffering, with its regional spillover effects destabilizing Lebanon, Iraq, and Turkey, is prompting a renewed call for humanitarian intervention, most influentially, in the form of a no fly zone (NFZ). It is contended that a well implemented NFZ could protect Syrians from the ravages being wrought by notorious barrel bombs. These terrible weapons are mainly used by Damascus to make civilian governance impossible in rebel held areas of the country. Proponents of intervention argue that once a NFZ is established it will ease civilian suffering, and might in due course exert sufficient pressure on the Syrian leadership to produce a political climate in which an acceptable diplomatic solution is finally attainable and this dreadful war brought to an end, a result that might even have at this point the benefit of a nudge from Iran and Russia.

 

Responsibility to Protect

 

The UN recently held a self-congratulatory session celebrating the 10th anniversary of the R2P (or responsibility to protect) norm, while acknowledging that there was work to be done considering the existence of ongoing killing fields as Syria, Iraq, South Sudan, Central African Republic, and North Korea. Notably absent from the list, a supreme instance of diplomatic tact at its hypocritical worst, was Gaza, and more generally, occupied Palestine, which since 2012 is after all a ‘state’ in the eyes of the General Assembly. Such other geopolitical touchy places as Kashmir, Rakhine, Xinjiang were also conveniently ignored in this effort to assess the record of R2P’s first decade. Leaving these awkward silences aside, at least the question should be asked: ‘Why has the R2P norm not been applied to Syria?’ The answer illuminates what is wrong with the cynical way world order operates in a post-Cold War setting, being more protective of trade and finance than it is of people, more motivated by oil than by a genuine humanitarian rescue mission.

 

The superficial obstacle to a R2P operation in Syria is the geopolitical standoff between states continuing to back the Assad regime and those supporting the opposition. This means that approval of an NFZ as a tactic compatible with the UN Charter is unavailable because of an anticipated Russian veto. Thus any use of force, such as establishing a NFZ, in either the north or south of Syria, or both, would neither have the backing of the UN Security Council nor qualify as self-defense under international law. This means that such an undertaking would violate the Charter on its key principle of prohibiting recourse to non-defensive international force without authorization from the Security Council, thereby disregarding the requirement of UN approval that is a critical feature of the R2P approach.

 

Proceeding outside the UN would further undermine the authority of international law with respect to war/peace issues. A less legalistic and constitutionalist explanation of this blockage arises from the dark side of the R2P precedent set in Libya back in 2011 when Russia and China and other SC members, despite their reluctance, were persuaded to allow a proposed humanitarian NFZ in Libya to be established only to find that the UN debate was a notorious instance of bait-and-switch. It was obvious that NATO’s intentions from the outset were far more expansive than the authorizing resolution in the Security Council, and once the military operation began immediately employed tactics seeking regime change in Tripoli rather than civilian protection for Benghazi. What seemed to skeptics of the R2P approach as an outright deception in its first test of R2P left a bad taste that has definitely discouraged a cooperative approach to Syria that engaged Russia. The Libyan precedent is not the whole story of relative passivity of the international community by any means. Syria’s antiaircraft capabilities also inhibited coercive action by making it more problematic to suppose that air power could shift the balance quickly and at moderate costs against the Assad regime.

 

 

 

 

Kosovo—A Poor Precedent

 

Then there is the earlier Kosovo precedent in which a humanitarian intervention was controversially carried out without UN approval, under the authority of NATO before the R2P norm existed and in the face of strong Russian opposition. Arguably, the operation was a success, Serbian oppressive rule ended, Kosovo and its people saved from an impending episode of ethnic cleansing similar to the Srebrenica massacre of Bosnian males (1995), and despite being ignored in the undertaking, the UN willingly entered the post-conflict scene in a big way to help Kosovo achieve transition to political independence. One influential appraisal of Kosovo pronounced the NATO intervention to be unlawful, yet legitimate, because it effectively removed a credible threat of imminent threat of mass atrocity at a moderate cost.

Several problems arise if relying on Kosovo to justify establishing a NFZ in Syria. First of all, Syria is a much larger country within which a civil war has been raging for more than four years causing an estimated 300,000 deaths, the Syrian government is reported to have sophisticated antiaircraft capabilities. Secondly, Europe was unified with regard to an anti-Serb intervention in Kosovo, with the partial exception of Greece, whereas the Middle East is so deeply divided with respect to Syria as to be engaged on opposite sides of a proxy war with sharp sectarian dimensions. Thirdly, the opponents of NFZ, unless persuaded to change their position, are more deeply involved, and have the capabilities to offset the impact of such an operation against their ally in Damascus.

 

Fourthly, assuming that a Syrian NFZ would be effective, the elimination of Syrian air power might actually work to the advantage of ISIS, which operates exclusively on the ground. Fourthly, unlike Kosovo where the U.S. was eager to demonstrate that NATO still had a role in the post-Cold War world, the geopolitical motivation in Syria remains confused and weak, being uncertain despite the passage of time. Also, the U.S. has had bad experiences with its recent interventions in the region, especially Iraq and Afghanistan, and wants to avoid being drawn into yet another war in a predominantly Muslim country. And fifthly, the present scene in Libya and Iraq show that handling the effects of even a militarily successful intervention can lead to prolonged chaos and militia governance. Such experiences of sustained chaos are not viewed by most of the affected population as improvements over the old authoritarian orders held together by the brutality of Qaddafi and Saddam Hussein, or Assad. When the alternatives are chaos or order, populist sentiments generally opt for order. This pattern has been evident throughout the region, especially in the aftermath of the short-lived Arab Spring.

 

Further in the background are considerations associated with state-centric world order in a post-colonial setting, which in the Middle East has left many bad memories of the harm the European colonial powers did to the region after the collapse of the Ottoman Empire in 1918. To override the sovereignty of a state, and its capacity for national resistance, ignores the experience of the world in the period since 1945 where almost every Western intervention has ended in political failure.

 

The West’s Dilemma

 

So here is the dilemma: to stand by doing nothing while mass atrocities occur year after year in Syria with no end in sight is an intolerable international failure of moral responsibility for human suffering of this innocent civilian population. Yet to do something that will actually improve the situation is far from obvious, and the record of NFZs in the kind of situation that exists in Syria is not encouraging, nor are other coercive alternatives. General Martin Dempsey, the American Chairman of the Joint Chiefs of Staff, recently warned against establishing a NFZ in Syria, pointing out that the government’s antiaircraft capabilities are at least five times greater than what Libya possessed, including some high end systems capable of shooting down high altitude planes.

 

 

There are some alternatives that try to find tactics that do something without making the situation worse. One sort proposal is to propose a more assertive approach by the United States, comprehensively advocated in a recent report of the International Crisis Group, believes that a series of non-military and covert initiatives could make a difference. It argues that this approach should start with what is logistically easier, a focus on the South of the country where moderate anti-regime forces are in greater control, and then if successful, extending such tactics to the more contested Northwest where Syrian antiaircraft pose a greater obstacle and ISIS has its strongholds.

 

All in all, the West cannot stand one more failed intervention in the Middle East, nor can it leave unattended a deep humanitarian crisis that spilling over Syrian borders. The burden in such a tragic situation should be placed on pro-interventionists to show convincingly how a NFZ can be established and maintained in the face of expected resistance from within and opposition from without. So far this burden has not been sustained. There are other ways to help alleviate civilian suffering and to exert greater pressure on Damascus that do not rely on such a blunt and unreliable instrument as a NFZ. In the background is the steadfast refusal of the United States or its European allies to be willing to contemplate an occupation of Syria via a ground attack, not because of legal or moral inhibitions, but due to the lack of political support for any military operation likely to result in significant casualties for the intervenor.

 

There exists a more drastic diplomatic approach that should have been tried long ago, and still seems worth the effort: bringing Iran and Russia into a peace process as major players, overriding objections by Saudi Arabia and Israel. Such a diplomatic atmosphere might at last create the war-ending conditions for compromise and cooperation that include putting pressure on Damascus. In such an altered setting, either a NFZ, or an equivalent proposal could find support within the Security Council or such a measure would no longer be needed. This diplomatic initiative is admittedly a long shot, but better than the alternatives of doing nothing or acting outside the framework of the UN and international law with scant prospects of success and big chances that things would go badly wrong. There are reliable reports circulating that the U.S. Government rejected a Russian backed initiative 2012 that would have included Assad being removed from power because Washington was then so convinced that the Damascus government was about to collapse in any event, and no diplomatic compromise was needed. At least, there is now a more realistic understanding of the balance of forces in Syria, and what form of compromise has any chance of being sustained. Unfortunately, however, with the emergence in the meantime of the al-Nusra Front and ISIS, difficult questions arise as to whether in the situation that prevails at present any compromise is sustainable unless externally maintained by a major international presence, which itself seems politically unattainable. 

What this prolonged dilemma in the face of mass atrocity shows is the deficiency of state-centric world order if appraised from the perspective of human wellbeing rather than national interests. The failures in Syria are not just the shortcomings of diplomacy and manipulations of geopolitics, but also a severe mismatch between structures and capabilities of global authority and the vulnerabilities of the peoples of the world. Until these structures are transformed on the basis of the human and global interests Syrian dilemmas in one form or another are bound to recur.

The Sympathetic Skeptic: Luis Cabrera’s Interview with Richard Falk on behalf of the World Government Research Network

12 Sep

[Prefatory Note: The following interview was conducted by Professor Luis Cabrera, a political theorist on the faculty of Griffith University in Brisbane Australia. Cabrera has written notable books on themes of world government and global integration. He is also the co-founder and co-director of the Global Government Research Network. The original posting of the interview can be found at <wgresearch.org/seven-questions-for-richard-falk/?tve=true>

 

[I would describe myself as a strong skeptic, and place less emphasis on the sympathetic aspects of my views about finding institutional mechanisms protective of global and human interests. I do believe that a stronger and more independent UN is part of the answer as are special governmental and quasi-governmental arrangements to deal with specific subject-matter of global scope. At the same time, advocacy of world government irresponsibly overlooks the danger of sanctioning a move to global tyranny and to a frozen economic order that would almost certainly need to deal with disparities in material circumstances by coercive means. I do recommend checking out the website recently put together by Luis Cabrera and James Thompson, and can be found via Google at ‘World Government Research Network’ where high quality articles and world government related news can be found.]

 

 

[The following biosketch preceded the interview: Richard Falk is Albert G. Milbank Professor Emeritus of International Law at Princeton University and associated with the program on Global and International Studies at the University of California, Santa Barbara since 2002. He has been a prominent and prolific voice in scholarship on international law and world order since the late 1950s, and more recently has championed the promotion of ‘humane global governance’ as an alternative to top-down economic globalization. Falk was centrally involved in the World Order Models Project in 1960s-1980s. WOMP was a research-focused outgrowth of the world government movements of the 1940s and 1950s, and its head, Prof. Saul Mendlovitz of Rutgers, was an unabashed advocate of binding world government. Falk was more skeptical, famously arguing that most world government proposals are guilty of ‘premature specificity.’ The World Government Research Network interviewed Prof. Falk on his long career and current views on global integration in August 2015.]

 

1) You were the North American director for the World Order Models Project (WOMP), which was aimed in part at developing an inclusive international academic dialogue on global integration. What were the major challenges to developing a genuinely global dialogue, and how successful do you think the project was in meeting them?

 

I think the main participants in WOMP were very disposed to a global dialogue, although sharp differences in outlook were present from its inception. There was an initial split between those of us from the North who focused on war prevention given the anxieties generated by the U.S./Soviet geopolitical rivalry and those in the South who were concerned with development, overcoming European colonial legacies, and steering clear as possible of the Cold War. A secondary split was between Saul Mendlovitz, the overall director and fund raiser who made the project possible, who strongly believed in the near term inevitability and desirability of world government in some form and the rest of us who believed that the preconditions for democratic world government did not exist, were not on the horizon, and in any event were fearful of international integrations of political authority and power beyond the level of regionalism. WOMP was successful so long as it agreed to disagree, which it did during its initial decade or so of existence. There were stimulating meetings in various parts of the world, and a series of interesting books describing our ‘preferred world for the 1990s.’ Mendlovitz edited a volume of essays that gave an overview of the project by giving the authors an opportunity to put forth their distinct visions of a feasible, necessary, and desirable future for world order. Of the principal authors my book A Study of Future Worlds came by far closest to endorsing a global integrationist vision by its stress on the necessity of ‘a central guidance system’ to deal with the problems of the world in the 1970s, but still tried to keep my distance from the Western tradition since the end of World War I of pushing world government schemes.

 

The second phase of WOMP sought to fashion a consensus view of the future of world order. Its shared framework was based on the acceptance of world order values (peace, human right rights, economic wellbeing & justice, and environmental protection) rather than on trends toward global integration. There was little attention given to the emergence of ‘globalization’ and its economistic orientation via neoliberalism or the optic provided by ‘the Washington consensus.’ This second phase of WOMP coincided with the end of the Cold War. The differences in regional priorities persisted, and the projected ended in a mood of frustration, especially on the part of Mendlovitz who until the very end believed that the secret to a peaceful future was challenging the war system and establishing a robust form of global constitutionalism. The rest of the WOMP participants were either not interested in this form of advocacy or suspected it as a kind of Western geopolitical Trojan Horse that contained a blueprint for global domination that was to be disguised in public discourse as a plan for world government.

 

2) Overall, what do you see as the most significant contribution of WOMP? What are the lessons that current scholars should take from the WOMP experience, including in such coalitional efforts such as the World Government Research Network?

 

I think the idea of bringing together prominent scholars in their respective regions who shared normative preferences for a humane world order was an extraordinarily prescient initiative, but it may have been prematurely enacted. I believe there is more awareness in this period of the early 21st century of the need for the collaborative design of alternative futures in an historical context of intensifying global integration and a growing awareness of the fragility of political arrangements in a state-centric structure of world order that can neither protect the global/human interest in relation to climate change and nuclear weaponry nor can provide national or human security for peoples living within the boundaries set by the nation-state.

 

Online collaboration provides exciting opportunities for collaboration without any dependence on major funding, although it gives up the benefit of face-to-face contact that deepens social networking. The WOMP experience may be helpful in identifying the limits of such collaboration as well as the importance of setting a research agenda that gives space and relevance to a variety of viewpoints. The dialogic experience works best when there is a shared normative ground that is at the same time comfortable with the reality and legitimacy of divergent views, with participants refraining from any compulsion to overcome disagreements and divergent priorities.

 

3) You have long been associated with world order studies and world federalism, but you have also been consistently skeptical of advocating a binding world government in the relatively near term. What would you say to the many researchers who in recent years have helped revive academic dialogue around world government, in many cases advocating it?

 

I am not sufficiently familiar with the recent trends in world government advocacy by scholars to have any strong opinion about its usefulness either pedagogically or as the basis for engaged citizenship. I continue to find absent the political preconditions for any kind of constitutional consolidation of authority at the global level as distinct from considerable latent potential for regional and sub-regional integrative developments. I also see some societal benefits accruing from reversing trends toward global integration, and have an interest in what I have enigmatically called ‘anarchism without anarchism’ and might seem to be at odds with my earlier support for global reform to achieve central guidance capabilities.

 

My scepticism about world government is grounded on three types of objection: first, creating a global polity without a prior global community is almost certainly a formula for either collapse or tyranny; secondly, the unevenness of material circumstances and cultural outlook would make the control of the political center almost certain to depend on iron fist structures of domination and exploitation; thirdly, the almost total absence of political will among either contemporary elites or publics to create a world government, or even to posit world government as a desirable goal; nationalism remains a strong ideological reinforcement for the maintenance of a state-centric world order.

 

What I do agree about is the vital importance of finding procedures and mechanism that will promote the global and human interest. The UN was conceived to fill this gap, but its statist structures has made it mainly a venue where competing conceptions of national interests seek to find compromises. Such a framework has not been able to address problems of global scope such as nuclear weaponry, climate change, and the regulation of the world economy. Is it possible to imagine the effective promotion of the global/human interest without the existence of world government, whether in federalist or unitary form? I regard this as the primary survival question facing the human species that pertains to the role and nature of global governance. Without a capability to serve the global/human interest, I lack the imagination to grasp how a catastrophic future for generations to come can be avoided.

 

 

4) You have championed global civil society, or ‘globalization from below’ as a means of promoting more humane global governance and ultimately preparing the way for shared rule well beyond the state. Are you encouraged by developments in global civil society in the 55-plus years of your academic career, discouraged, or do you see the record as more mixed?

 

I remain uncertain how to respond. My mood varies with sudden changes in the global atmosphere. I felt encouraged, even excited, by the unfolding of the Arab Spring and the Occupy Movement in 2011, but feel more discouraged by the success of subsequent counterrevolutionary forces that have proved so robust in the Middle East and by the inability of the Occupy Movement to sustain its initial impulse to challenge contemporary distortions and injustices attributable to neoliberal capitalist logic and behavior. I continue to believe that hope for the future rests upon challenges from below, a normative insurgency that posits an eco-humanist imaginary with sufficient persuasiveness to mobilize widespread support around the world, including among disaffected segments of economic and political elites that recognize the need for a paradigm shift away from growth-oriented compulsions, as well as a radical turn against the war system as the means to achieve security and stability.

 

 

5) You also have championed, with Andrew Strauss, the development of an initially consultative global parliament. Later versions of the argument advocate the signing of a treaty among existing democratic states to get the ball rolling. Does that still appear to you to be a more promising route than, for example, the one advocated by the Campaign for a United Nations Parliamentary Assembly?

 

Yes, I still believe that a global parliament that represents people directly is more promising than the creation of a parliamentary assembly that is likely to reproduce most tendencies already present in the UN. I think there is a better chance of a peoples assembly creating a different kind of global agenda with different priorities if it is established as the outcome of a populist movement. To be worthwhile a global parliament must be responsive to global interests and to the grievances of the most marginalized and vulnerable peoples in the world, and should be proposed with these goals uppermost. Of course, as a political institution a global parliament will evolve in ways that reflect changes in the political climate, but it should be insulated to the extent possible against manipulation by money and by national governments, especially by those governments harboring hegemonic ambitions.

 

6) You are often quoted (from a 1975 piece) as saying that global government proposals and proponents engage in ‘premature specificity.’ How long until the time is right, if ever?

 

What I meant by the phrase is that without a political climate receptive to global government proposals, the blueprinting of institutions is an exercise of limited value, and tends toward an apolitical approach to global change. The Clark/Sohn plan for limited world government through the radical reform of the UN Charter is a clear illustration of what I have in mind. It lacks any conception of a political scenario that has the slightest chance of moving from the current state of affairs to the ideal future that they set forth as a solution for the world order challenges of the Cold War Era. There is a chicken and egg problem admittedly present: the demonstration of offer practical designs for how a world government would work is intended to overcome criticisms that argue that world government is not capable of preserving societal freedoms and could not restrain the abuse of power by those in control of such strengthened institutions. It has been my experience that those who set forth their plans for world government are usually ultra-rationalists who believe that change follows from having the best ideas, winning after dinner arguments. I disagree with such viewpoints, and regard change as following from the interplay and eruption of social forces. What seems useful at this time is for scholars acting in transnational collaboration to construct a series of political scenarios that envision benevolent forms of global transformation, including tentative ideas about institutional design. I would think this would be an excellent undertaking for the World Government Research Network just launched.

 

 

7) You have been actively engaged in social and political affairs for many decades. What advice might you have for upcoming generations of academics, in particular those working in areas of international politics and law, who might also want to engage, and do so effectively?

 

Political participation is a very personal matter, and depends on how a person views the world, as well as on conceptions of the proper interaction of the life of a professional academic and that of a citizen concerned with public policy. I have taken the view, which is controversial within American universities that engaged citizenship can usefully include advocacy work, which can also make contributions to education in a free society. The first challenge is to develop the skills appropriate for critical and independent thinking. The second challenge is the importance of endowing conscience with sufficient authority as to validate the role of citizen/scholars in talking truth to power and entering the arenas of debate and action to promote preferred policy outcomes.

 

I felt that forthrightness in the classroom combined with receptivity and openness to opposing viewpoints gave added vitality to the academic experience, and connect the pursuit of knowledge with a commitment to societal reform in positive ways.

It is important to be sensitive to the political atmosphere as it bears on particular issues. In my own experience there is no doubt that I have paid a price for articulating controversial beliefs on current policy issues and implementing such analyses with shows of solidarity with groups and peoples seeking liberation from oppressive circumstances. Challenging the established order is much more likely to produce pushback, even in the form of discriminatory actions and defamatory attacks, on some issues than others. For instance, on questions of world order, although many disagreements exist that reflect divergent worldviews and ethical standpoints, there is rarely the kind of effort to discredit opponents as is encountered when the focus is on contemporary issues of political and social conflict, especially if it touches on matters of military intervention, religious and ethnic identity or counters the work of strongly entrenched domestic lobbies.

 

Remembering Ali Mazrui (1933-2014)

4 Dec

(Prefatory Note: This second essay of remembrance celebrates another friend and close collaborator in an innovative academic and political project that occupied much of my energies in the period between 1969 and 1990. The undertaking was known by its infelicitous acronym ‘WOMP’ [World Order Models Project], and was conceived and managed by Saul Mendlovitz, yet another friend and co-worker, as a way to explore ‘feasible utopias’ within the rather utopian timeline of what could and should happen by the decade of the 1990s. Scholar/activists from different civilizational backgrounds met though out the world frequently in these years to exchange ideas and visionary conceptions of how to proceed humanely and effectively to realize a series of shared values: peace, justice, ecological stability, development, human rights. It became evident that despite this common ground rooted in ethical agreement, there were strong divergences when it came to expectations about what was attainable and what was desirable. The participants from the West were preoccupied with the avoidance of war, while those from the South focused their hopes and dreams upon development and empowerment, giving emphasis to overcoming the legacies and renewals of colonialism. Such transnational collaboration was attempted in the atmosphere of the Cold War and prior to neoliberal globalization and the more recent realization of the global threat posed by climate change. Present circumstances of challenge would make a new venture along similar methodological lines both illuminating and possibly politically relevant, and certainly of intellectual interest. It is my hope that someone who shares this viewpoint and has that blend of visionary adventurism and entrepreneurial ambition will make a second attempt along similar lines to those pursued too soon by WOMP.] 

 

 

Remembering Ali Mazrui (1933-2014)

 

One of the infrequently mentioned rewards of academic life is the opportunity for friendship with extraordinary persons, and no one I have known, better exemplifies the human potential to please mind, body, heart, and soul of others than Ali Mazrui. His death in October of this year was an occasion for widespread mourning but also of rejoicing through recalling the satisfaction of having had the benefit of Ali’s warmth and friendship over such a long span of years. If memory serves, as it rarely does these days, we met during his period of academic residence at Makerere University in Kampala, Uganda toward the end of the 1960s. It was an early gathering of participants in the World Order Models Project (WOMP). Ali presided over the meeting in his triple role as African director of WOMP, Dean of the Makerere’s Faculty of Social Science, and Chair of its Political Science Department. He was already at that early age a prominent intellectual, internationally known as an outspoken champion of human rights and freedom of expression in the authoritarian atmosphere of Uganda. This situation would soon worsen when the murderous Idi Amin took over the government, making life impossible for Ali and forcing his departure from Uganda. As is evident to all who knew Ali, he never left in spirit or engagement the Africa whose people and culture he loved with his whole being.

 

As a speaker and thinker Ali was in a select class of his own. I remember encountering him at an African Studies Association a few later. He calmly told me that he was pressed for time because he was on the program eight separate times! Only Ali could have claimed such an absurdity without provoking a bemused smile, but Ali had so much to say that was valuable about so many topics that it made sense that numerous colleagues would implore him to join in their efforts. His speaking feats became legendary, especially in Africa, where heads of state invited him to speak on special occasions to crowds of thousands. Throughout his career Ali was honored and acknowledged with many awards, honorary degrees, and leadership positions in professional associations.

 

The reverse side of Ali’s virtuoso performance ethos was illustrated by a 1970s event in Montreal at McGill University. It was billed as a public meeting to exhibit the WOMP approach on global issues, and Ali was to be the featured speaker. We had a dinner prior to the event hosted by university dignitaries in a private dining room, and then walked to the nearby auditorium. To our astonishment and the dismay of the local conveners, the huge arena was completely empty. It turned out that the Canadian organizers of the event had completely forgotten to advertise the lecture, and we few at the dinner were the only ones present. It is still vivid in my mind that an undismayed Ali confronted the cavernous emptiness with dauntless composure, delivering his talk with accompanying flourishes as if he were addressing a hall filled with hundreds of attentive and adoring listeners.

 

I felt that Ali drew strength on that occasion, as in other challenging situations, from his noble Mombassa background that endowed him with that rare resource of unflappable poise in situations where most of us wilt shamefully. Having said this, it is also relevant to appreciate that Ali, as with most great persons, did not take himself nearly as seriously as others took him. He always enjoyed laughing at his own over the top exploits, not with a polite drawing room chuckle, but with a robust and contagious laugh that trumped whatever difficulty or tease he might experience.

 

When I first met Ali he was a brilliant product of an Oxford education with an outlook and elocution that might be associated with latter day disciples of John Stuart Mill and other liberal notables of the nineteenth century. He spoke eloquently, yet with a certain detached intellectuality. I never remember Ali being at a loss for words or ideas, but also not in these early years engaged socially and politically beyond his passionate commitment to maintain academic freedom enabling the work of the mind to go forward unimpeded along with an instinctive distaste for the sort of dictatorial ruling style that he was then encountering in Uganda.

 

In subsequent years Ali confronted some difficult family challenges, and experienced what others might describe as an ‘ideological midlife crisis’ culminating in a turn away from the West, an embrace of Islam as his empowering cultural foundation, and a fierce civilizational nationalism that bespoke his African identity, although coupled with his belief that Africa might serve as the stepping stone for the emergence of a genuinely global culture. I have many memories of this period. Listening to Ali speak with fervor in private about the propriety of banning Salmon Rushdie’s Satanic Verses in deference to the sensitivities of Muslim communities where his satiric treatment of Mohammed and Islam were being received as blasphemy, giving rise to violent reactions. I mention Ali’s views on this delicate matter because it represented such a sharp turn away from the kind of liberal openness to uncensored thought that had seemed his signature trait when we met in Kampala.

 

Then there was Ali’s unembarrassed cooperation with the academic activities of Reverend Moon’s Unification Church, which had struck many progressive folk, including myself, as well beyond the pale of acceptable collaborative work. Ali did not welcome being given political advice from his Western friends about the boundaries of academic propriety. He insisted on his independence and individuality, and declared that he would not sever the connections he had with the Moon operations, also contending, which was true, that he was left free to say and do what he thought when participating in events under their auspices. As warm as Ali was, he was defiantly willing to swim against the tide of political correctness wherever it might land him. In the case of the Unification Church Ali actually counter-attacked his critics, observing that Western missionaries had long penetrated non-Western societies, often in furtherance of crude colonialist interests without being berated for their cultural insensitivity, yet when religious figures from the non-West dare reverse the process, it’s no-go. He supported, in principle, such efforts as those of the Unification Church under the rubric of what he called ‘counter-penetration,’ what some more recently call counter-hegemony. In this instance as in others, whether one agreed or not, Ali understood well the whys and wherefores of his controversial stands.

 

Along similar ideological lines I would also mention Ali’s Reith Lectures in 1979 on the BBC, a prestigious platform that Ali used to shock the audience by putting forth the heretical notion that the countries in the West would only consider seriously giving up nuclear weapons when such weaponry fell into the hands of African and other Third World governments. [published in 1980 under the title The African Condition]. In effect, he was advocating nuclear proliferation as the only realistic path to nuclear disarmament, which was a total inversion of the Western consensus. It was not a popular position to adopt, and made never made an impact on the policy outlook in the West that had accommodated itself to nuclear weapons in the possession of the permanent members of the Security Council (and a few others), while remaining ready to risk a shooting war to keep nuclear weapons from falling into the ‘wrong’ hands. For Mazrui, and for me, any hands are the wrong hands. The justification for the 2003 Iraq War and the threat diplomacy to which Iran had been exposed for many years were expressions of this anti-proliferation alternative to nuclear disarmament. In effect, Ali saw through this Western approach as an effort to keep the Third World under its thumb in the post-colonial era. What made Ali so valuable was his capacity and willingness to articulate in lucid language such ideas that went against the grain of mainstream conventional wisdom in the West, making all us of think freshly about issues we had previously put aside as settled.

 

In a similar provocative vein, Ali even had some good words to say on behalf of the militaristic leadership (despite his own personal problems in Uganda) that had become so prevalent in post-colonial Africa, interpreting this phenomenon as a healthy reassertion of black male personhood in the aftermath of centuries of colonial demasculinization and racism imposed on African communities. Our grasp of the recent developments in Ferguson are illustrative of the parallel persistence of racism in America long after it had been legally abolished and would have surely benefitted from Ali’s commentary. I am confident that Ali’s take on these sordid events would have exhibited his originality, and rejection of the liberal platitudes of the day, but dug deeper into the cultural soil of fear and hatred that helps explain recurrent police violence, black victimization and anger, and public bewilderment.

 

This evolving political consciousness shaped Ali’s contribution to the WOMP process where he maintained a steady and lively presence, always the most articulate person in every conversation, and certainly the one among us with the greatest gift of conceptualization. In the WOMP context Ali’s enduring contribution was his wonderful and quite prophetic book A World Federation of Cultures (1976). The main contention of the book is the ‘postulate’ that “the transmission of ideas and their internalization are more relevant for world reform than the establishment of formal institutions for external control.” [p.2] This is a crucial starting point that goes directly against the grain of most thought about global reform that is devoted to the advocacy of feasible or desirable structures of governance. What Ali believes will improve the human culture is the establishment of a world or global culture. Again his words are illuminating: “At first sight the evolution of a world culture seems to be even more distant than the evolution of a world government. But a closer look at human history so far would dispel this misconception. In reality, we are no nearer a world government than we were a century ago, but we are much nearer a world culture.” [p.2]

 

In apprehending Ali’s approach, we should realize that it is rather complex and sophisticated, and difficult to apprehend all at once. While acknowledging Westernization as providing some of the foundations for global culture, Ali is clear about the need for a prior regional assertiveness in the form of regional autonomy. He posits a special role for Africa, achieving post-colonial independence by way of affirming regional and civilizational identity, ridding Africa of structural and cultural dependency, while at the same time reaching out beyond itself. In his view, regional self-esteem must precede empathy for the human species, the most essential ingredient of the transition from a collective sense of self at the regional level to a universalization of outlook. Ali is fully conscious of the difficulties of at once making use of his education and socialization in the West and the imperative of ridding political consciousness in Africa of crippling ‘cultural dependence.’

As he puts it, “[t]ranscending both the cultural Euro-centricism and political Afro-centricism of this book is the larger ambition of a more viable world order for mankind as a whole.” [p.14] The fuller presentation of the Mazrui worldview would show how nuanced and relevant his construction of the future remains almost 40 years after the book was published.

 

Ali’s ideas set forth in the WOMP context sprung to life in the 1990s, especially thanks to Samuel Huntington’s inflammatory version of cultural differences as historically revealed for him to be ‘a clash of civilizations.’ This view was given great credence in the thinking and behavior of neoconservatives in America, encouraged by the more interventionist applications of Huntington’s favored by Bernard Lewis and Fouad Ajami. These custodians of the American global state represented everything that Ali opposed—renewal of Western intervention based on a presumed cultural superiority and a callous disregard of non-Western cultural values. We still have much to learn from the Mazrui way forward, which incidentally is also currently professed by the Prime Minister of Turkey, Ahmed Davutoğlu [e.g. see Davutoğlu’s foreword to Civilizations and World Order, ed. By Fred Dallmayr, M. Kayapınar, and İsmael Yaylacı (2014)].

 

The last time I saw Ali was in the Spring of 2011 at the Intellectual Forum of the UN Conference on Least Developed Countries held in Istanbul. He was clearly diminished physically, having notable difficulty to move around, but his mental energy and conceptual agility were as dazzling as ever. There was about him then the aura of greatness that his death has not diminished.

 

Beyond the marvel of his oral gift and the instructive provocations and explorations of his thought, Ali remains vivid for me as a friend who relished long talks lasting deep into the night, which were invariably enlivened by the joys of unblended scotch whiskey. In a search for comparisons of talent and imaginative power, I can only think of James Baldwin, whom I admired from a distance for these same qualities of mind and heart that I found so captivating in Ali Mazrui. Perhaps, my most precious memory of all was the realization that when listening to Ali I was not only hearing an authoritative voice of Africa but also the universal voice of humanity. RIP.

 

Changing the Political Climate: A Transitional Imperative

5 Oct

[Prefatory Note: The text below was originally published in Great Transition Initiative

 an online journal of the Tellus Institue, Boston, MA; the best link is: 

(http://greattransition.org/publication/changing-the-political-climate-a-transitional-imperative)

My hope is to encourage discussion of these ideas. Four comments were also

published in Great Transition Project.]

 

 

 

 

 

                        After the final no there comes a yes

                        And on that yes the future of the world depends.

                       

Wallace Stevens, “The Well Dressed Man with a Beard,”

                        Selected Poems (New York: Vintage, ed. H. Stevens, 1972)190

 

Points of Departure

 

            The most daunting challenging of adapting to the realities of the anthropocene era is achieving a soft transition from state-centric world order to a geo-centric reconfiguring of political community to enable the emergence of effective and humane global governance. The dominant existing framework for transnational and global political action is mainly still entrapped in old habits of thought and action tied to the primacy of the territorial sovereign state and myopic time horizons that are too short to shape adequate responses to the deepest challenges to the human future.

 

Empowering these actors to be more humanly and globally oriented and farsighted in their pursuits would generate hopes for a brighter future.[1] Such empowerment depends on a reorientation of individual identities on a sufficiently widespread basis as to create a new type of citizen, called here ‘a citizen pilgrim’ whose principal affinities are with the species and its natural surroundings rather than to any specific state, ethnicity, nationality, civilization, and religion. The hopes and expectations of citizen pilgrims rests on the quest for a sustainable and spiritually fulfilling future for all, and in sustainable harmony with nature. In this respect, humanity is confronting by a combination of unprecedented opportunity and danger: the practical and urgent imperative of fundamental change to meet existing threats and challenges and the prospect of catastrophic harm if an adaptive transition of sufficient magnitude does not occur in a timely fashion.

 

The outlook of the great transition involves two possible successful paths to the future: (1) the reorientation of the policies and practices of governance at all levels, and particularly those of sovereign states and their interaction;[2] or (2) a revolutionary change in the state system

This inquiry presupposes that a ‘great transition’ is necessary, possible, and desirable, but that at present, paradoxically, does not seem feasible. Proposing with all seriousness what is possible, yet not widely seen as feasible, is one way of ‘thinking outside the box.’ More responsively to a concern with world order there is contemplated two transitional paths to the future: (1) a revolutionary change in the political consciousness that shapes and statecraft that facilitates the pursuit of human and global interests. It is also possible that (1) and (2) could up being blended in various waysT. (1) is actor oriented, achieving transition without changing the structure of world order, whereas (2) is system or structure oriented, insisting that needed behavioral changes will not happen without altering the institutional and ideational context within which policies and practices are currently shaped.

 

Citizens and States

 

            The originality of our age is best interpreted by contrasting the identities associated with being a citizen of a sovereign state and successfully addressing the main challenges confronting humanity as a whole. The horizons of citizenship for most persons on the planet generally coincide with [1]the territorial boundaries of the state and are reflections of the related sovereignty-oriented ideology of nationalism. Security for societies and individuals is mainly understood to be the responsibility of the governing authorities of states. Efforts to entrust international institutions with some of this responsibility has not been successful, especially for problems of global scope in the context of war/peace issues and managing the world economy.[3]

 

            There is an historical transition underway that can be expressed as movement from structures and ideologies that serve the part to those that serve the whole. The political actors representing various parts include

persons, corporations, NGOs, international institutions, religious organization, and states. The whole whether conceived to be humanity conceived of as a species or the global being thought about as to what will sustain life on earth in benevolent ways.[4] Their outlook tends to be dominated by a fragmentary consciousness that seeks answers to various questions about ‘what is good for the part,’ and at best, assumes this will be of benefit to the whole. Such actors do not generally waste their time on questions about ‘what is good for the whole,’ which are most often dismissed as being meaninglessly abstract or piously sentimental. It should be stressed that such trends toward a global polity do not at all ensure a positive outcome from the perspectives taken here; it is helpful to realize that various forms of oppressive centralized governance are also seeking historical relevance.[5]

 

            What is more most people do not want or expect the perspective of the whole to be the basis of policy and action by decision-makers that represent the state, but are insistent that those who decide do their best to protect and promote what will most help the part whether it be country, corporation, religion, or group interests. Citizenship is conferred by the state, which in return expects and demands loyalty, and even a readiness to sacrifice lives for the sake of the nation-state, and certainly the obligation to pay taxes and uphold laws. Citizenship is very much bound up with ideas of a social contract between state and citizen, that is, an exchange of benefits and duties.

 

            Yet we are increasingly aware that the wellbeing of the part cannot be preserved under contemporary conditions without taking proper account of the wellbeing of the whole. The citizen of a democratic state is a composite of juridical and psychological forms. The state confers citizenship through its laws, enabling participation in elections, acquiring a passport, offering some protection abroad; citizenship in this conventional sense is a status that varies from state to state in its particulars. There is also legally grounded expectations of loyalty, the radical deviation from which can be the occasion for accusations of the capital crime of ‘treason.’ At the same time, the citizen of a constitutional democracy enjoys the right to dissent and oppose within the framework of the law and through competitive elections, and as such the identity of a ‘citizen’ contrast with that of a ‘subject’ of an absolute monarchy where obedience is the major political norm.[6] A constitutional state struggles to maintain this delicate balance between the rights and duties of a citizen, especially in times of internal stress.[7]

 

            The crime of treason, giving tangible aid and comfort to an enemy state, highlights the interface between conscience and loyalty in the conventional life of a modern citizen. The second face of citizenship is psycho-political, the sense of loyalty as an existential reality, not a juridical category. When Palestinian citizens of Israel oppose the policies of their government toward the West Bank, East Jerusalem, and Gaza, they are reflecting a state of mind. Many minorities feel alienated from the state of which they are citizens to varying degrees, and are in effect, ‘captive nations’ resident in states that do not command their loyalty. Treason and espionage pose these issues vividly. When Edward Snowden violated American security regulations by releasing many documents of the National Security Agency and disclosed its surveillance operations he claimed to be acting on the basis of conscience but in a manner that the official leaders of the state viewed as dangerous to the general wellbeing of society. In a globalizing world, in which ethnicities and religions are mixed and interactive, the tensions between the juridical and existential demands of citizenship are intensifying. A poignant example is the plight of Mordecai Vanunu, a worker in the Israeli nuclear facility who many years ago confirmed the reality of Israel’s suspected arsenal of nuclear weaponry, and has been since treated both as an enemy of the state and a hero of humanity, serving 18 years in prison, and even after being released, placed under house arrest in Israel.

 

            What is new is that these struggles between dissent and loyalty is that the issues have now an agenda and context that is beyond the borders of the state. Some political innovations have acknowledged this, especially the idea of European citizenship being superimposed on the citizenship conferred by sovereign governments. So far there is little evidence that those living in Europe are more likely to be loyal to their regional than to the traditional state affiliations, but at least this idea of European citizenship illustrates the layering of citizenship, enabling a person to be a legal and psychological participant in polities bigger (and smaller) than the territorial state that alone qualifies for membership in the United Nations and most international institutions. The layering of regional identities seems beneficial from the perspective of encouraging the development of the European Union as an instrument of cooperation and participation more effective than principally relying on inter-governmental patterns, but it does not meet the most urgent challenges of a planet in crisis.

 

Why Global Citizenship is not Enough

 

Some years ago I was chatting with a stranger on a long international flight. He was a businessman who traveled the world to find markets for his products. His home was in Copenhagen. He spoke very positively about the European Union as overcoming boundaries and national antagonisms. I asked him at that point in our conversation, “Does that make you feel like a European citizen?” His response, “Oh no, I am a world citizen.” I asked him what he meant by that and his reply was revealing: “Wherever I travel in the world I stay in the same kind of hotel. It makes no difference where I am, everywhere I go in the world seems the same to me.”

 

Such an apolitical conception of world citizenship is a direct consequence of economic globalization and franchise capitalism. It is true that if you choose Westin or Interncontinental hotels in the main world cities you can travel the globe without ever leaving home, but this is a rather sterile view of what are the hopes and fears associated with the transition from a world of bounded nation-states absorbed by territorial concerns to a new world without boundaries. It surely leads to a weakening of the bonds of traditional citizenship without generating any new and broader sense of solidarity and community.

 

At the other extreme, is the more familiar image of world citizen as the idealist who experiences and celebrates the oneness of the planet and of humanity, overriding fragmented identities associated with the privileging of particular nations, ethnicities, religions, and civilizations. As with the businessman’s image of being a world citizen the idealist also is embracing an apolitical conception of citizenship in which sentiments are affirmed as the basis of identity and the hard political work of transformation is evaded. For such a world citizen all that needs to be created is presupposed. The struggles of transition, as if by magic wand, are waved out of existence.

 

These conceptions of what it is to be a ‘world citizen’ possess an underdeveloped view as to the nature and value of citizenship. To be a proper citizen implies being an active participant in a democratic political community, extending loyalty, exhibiting approval and disapproval, voting, paying taxes, resonating to cultural expressions of unity by way of song, dance, and poetry, and having certain entitlements relating to reasonable expectations of human security. There is no possibility of having any of these attributes of citizenship fulfilled on a global scale given the way the world is currently governed. Prematurely proclaiming oneself a world citizen if other than as an expression of aspiration, is an empty gesture that misleads more than it instructs.

 

To think of oneself as a European citizen is somewhat more meaningful, although still, on balance, more confusing than clarifying. To be sure Europe has virtually abolished internal borders, war between European states verges on the unthinkable, the Euro acts a common currency for the entire continent, European institutions have broad authority to override national policies and laws under many circumstances, Europe has a regional framework setting forth binding human rights standards and a tribunal to resolve conflicts as to their interpretation, and finally, Europe has a parliament of its own that is now elected by direct votes of people. Yet Europe, too, has failed to establish a political community that elicits widespread loyalty or exhibits much unity under stress, except in relation to an external enemy. Most Europeans remain overwhelming nationalistic in their loyalties, and seek their national government to do what is best for their country, and not give any priority to European interests should they clash with national interests. European citizenship, as conferred by the Maastricht Treaty is at this point more a still unfulfilled promise than a meaningful status in either a juridical or an existential sense.

 

The reality of citizenship is best displayed during periods of crisis, and the European recession of recent years has made people far more aware of the fragility of the regional experiment as it bears on the future of Europe. As the Mediterranean members of the EU succumbed to the economic crisis, the northern European states, especially Germany, began to exhibit discomfort and express condescension. Laments in Berlin were bemoaning why hard-working and prudent Germans should be helping lazy, indulgent Greeks live a decadent life beyond their means. In their turn offended Greeks ask, why should Greeks forfeit their autonomy and mortgage their future to an anal retentive German fiscal policy that has learned none of the lessons of economic recovery from the experience of the Great Depression in the 1930s.

 

In contrast during the same experience of sharp recession in the United States, the debate centered on such issues as banks being too big to fail or why Wall Street rather than Main Street should receive bailout billions, rather than on the recklessness of Alabama as compared to say Connecticut. The point being, that in the United States, despite its deep federal structure, there is an overriding sense of community at the national level. American citizenship is meaningful in ways that European citizenship falls short, and world citizenship can hardly even perceive the problem.[8]

 

In other words, some of the political preconditions for European citizenship are present but the most vital are still absent, while the political preconditions for world citizenship are almost totally missing.

There are some good reasons to be confused about this latter reality. After all the United Nations was established to prevent war among nations, and we indulge language games that allow us to talk about ‘the world community’ as if there was one. A closer look at the way the world works makes us realize that the United Nations, despite the rhetorical pretensions of its Charter, is much more an instrument of statecraft than an alternative to it. We also need to be aware that almost all governments continue to be led by political realists who view their role as serving short-term national interests and are privately dismissive of any encroachment on these priorities that derive from notions of ‘world community,’ even if based on international law and morality.

 

            Within this framing of global policy, the UN, international law, even international criminal law, and moralizing rhetoric, are all instrumentally and selectively useful in the pursuit of foreign policy goals. The selective application of supposedly global norms makes transparent the state-centric underpinning of world order. For instance, the double standards associated with the implementation of international criminal law suggests that up to now there is accountability for the weak and vulnerable, impunity for the strong, a pattern described as ‘victors’ justice’ after World War II. There has been established in the interim an International Criminal Court (ICC), although the most dangerous political actors forego the option to join. The ICC pursues wrongdoers in Sudan and Libya, while turning a blind eye toward the United States, Russia, China, and the United Kingdom, and their closest allies. There are two clarifications of citizenship present: first, there is no global reach for the implementation of global norms relating to fundamental issues of human security, and therefore no bonds of community binding the person to the world by way of citizenship; second, the directives of the UN and international law are manipulated by major states to serve their national interests, sometimes implemented and sometimes blocked, which represents the working of a geopolitical regime of power rather than a global rule of law regime that would above all treat equals equally. Without a trusted system of laws no sustainable community can be brought into being, and hence no genuine bonds of citizenship can be established.

 

            Such a critique expresses the dilemmas of citizenship in this time of great transition. The most fundamental missing element in this premature projection of world citizenship is time. It is possible to wish for, and even affirm, human solidarity, and to highlight the commonalities of the human species under conditions of heightened interaction and interdependence. Yet such feelings by themselves are incapable of creating the basis for acting collectively in response to urgent challenges of global scope. Such behavior requires the emergence on the grassroots and elite levels of a widespread recognition that the only viable governance process for the planet is one that greatly enhances capabilities to serve human and global interests. The transition is about moving from the here of egoistic state-centrism to the there of humane geo-centrism, which implies a journey and a struggle against social forces that are threatened by or opposed to such a transformation of ‘the real.’ In this undertaking, the citizen pilgrim combines the identity of a participant in a community and the acknowledgement that the desired community does not presently exist, that its essential nature is to bond with a community that is in the midst of a birth process.[9]

 

Material Conditions of Urgency

 

            Throughout human experience there was a strong case for adopting the identity of ‘citizen pilgrim,’ and many spiritually motivated individuals did so in their own ways. What is historically unique about the present time is that the challenge of transformation is rooted in fundamental material conditions relating to human activities, which are the outcome of technological innovations and earlier progress that now is threatening apocalyptic blowback. In other words, it has always been true from an ethical perspective that there better ways for people to live together on the planet, especially under conditions of mutual respect and without collective violence. At times, the failure to adapt to challenges either from natural causes or resulting from conflict led to the collapse of communities or even entire civilizations, but never before has the species as such been confronted by challenges of global scale.[10] There have always been risks of planetary events such as collisions with giant meteors or an unexpected shift in the orbit of the sun that are beyond human agency, and could at some point doom the species. My focus is upon the accumulation of dangerous material conditions that have been generated by human agency, and could be addressed in a manner that is beneficial for the survival, wellbeing, and happiness of the species.

 

            The two sets of circumstances that are the most dramatic examples of such realities are associated with the dangers of nuclear war and climate change. The nature of these two sources of extreme danger are quite different, although both reflect the technological evolution of human society that is associated with modernity, and an outcome of scientific discovery and the human search for wealth and dominion. Along the lines of the argument presented here neither of these dangers can be sufficiently reduced without significant progress with respect to the transition from state-centric to geo-centric world order. At the level of ideology and ideas that requires a ‘new realism’ informing those with governing authority. Above all, this new realism involves a readiness to uphold commitments to serve human and global interests as necessary, even if requires subordinating or defining currently incompatible national and an array of private sector interests.

 

            The further assertion being made is that ‘new realism’ can only be brought into being by drastic shifts in political consciousness that informs citizenship in such a manner that the wellbeing of the species and a collaborative relationship restored between human activities and the surrounding environment. Such a relationship existed to an impressive degree in many pre-modern societies where there existed a sense of mutual dependence in relations between human activities and natural surroundings, and often as well a sensitivity to seven generations past and future that is absent from the modernist sensibility that has tended to take nature for granted, there to be exploited or tamed. Nature being mainly valued either for its resources, as a sink for the free discharge of wastes, and as a retreat from the rigors of ‘civilization.’[11] With scarcities, pollution, and climate change there is emerging a realization that without a comprehensive post-modern equilibrium between human activity and the natural surroundings the future prospects of the species are rather grim.[12] The phantasies of modernity persist in the form of utopian geo-engineering schemes that represent efforts by the old realism to find technological solutions for the problems generated by technology, which is itself is raising serious concern and posing severe additional risks of its own.[13]

 

            The imperatives of transition to a safer, more sustainable world are resisted by the embedded assumptions of the old realism to the effect that military capabilities and war making remain the keys to security, that GNP growth is the indispensable foundation of political stability and economic contentment, that technology and market will find solutions for any challenges that arise before serious threats materialize, and that the correct role of governments of sovereign states is to manage this set of relationships on behalf of national political communities variously situated. As argued here, such an orientation is not so much wrong, as it is anachronistic, and in need of fundamental adjustment. Further that such adjustment is much more likely to take place in a non-traumatic modes, if the expectations of many citizens are altered according to the precepts of citizen pilgrims who subscribe to various interpretations of what being called here the new realism.

 

            It would be a serious mistake to underestimate the obstacles that lie ahead, and currently seem to lock societies into a civilizational orientation that falls far short of the bio-political potential and survival needs of the human species. At present governments seem unable to address the practical challenges posed by such features of the contemporary world as nuclear weaponry, climate change, poverty, political violence, and human security. Existing governance structures and ideological worldviews of both officials and society seem stuck in past modes of problem-solving and are failing to meet expectations of the citizenry.[14] Such a failure is exhibited by such widespread collective behavior as despair, denial, and alienation.

 

 

 

 

Recreating Political Community

 

            The calling of the citizen pilgrim is not meant to be a lonely journey toward a better future. It is intended as a call for an engaged citizenry responsive to the need and desire for a reconstituted future as well as a repaired present. As earlier indicated the commitment to navigating the transition can be conceived of by way of infusing political leadership and the electorate with the values and perceptions of the new realism. Transition can be achieved through a shift in governance structures such that state-centric world order is superseded by a geo-centric world order. Such a reorientation implies stronger globally oriented institutionalization by way of United Nations reform. Alternatively, a geo-centric world order could emerge as the self-conscious result of establishing a new framework for cooperative action that is capable of providing the world with the level of centralized governance that is required, while exhibiting sensitivity to ideas of subsidiarity, decentralization, dispersal of authority, and even philosophical anarchism.[15]

 

            In this respect, the engaged citizen pilgrim is devoted to the here and now of political action (as well as pursuing a visionary future), whether by way of exhibiting empathy and solidarity with the sufferings of those most vulnerable or by working toward innovative steps serving human and global interests. Such steps should to the extent possible reflect the interpretations and understandings of the new realism. Illustrative projects include the establishment of a global peoples parliament with an assigned mission of articulating interests from the perspective of people rather than of governments.[16] Other familiar proposals along the same line are a global tax of some kind, levied on currency transactions or international flights or casino and lottery profits, which would loosen the geopolitical leash that now limits international institutions in their capacity to serve human and global interests. Along these lines also would be the establishment of an independent emergency force capable of quick reactions to natural disasters and humanitarian catastrophes without being subject to funding by states or the veto power of the permanent members of the UN Security Council. These initiatives are not new, but their active promotion alongside avowals of   citizen pilgrimages would manifest modes of participation in political life whose aim was to achieve humane global governance in accordance with the precepts of the new realist.[17]

 

            Such innovations are directed toward overcoming the design deficiencies of state-centric world order, given the current array of global challenges. Because of the still dominant influence of old realism such innovations are vulnerable to various degrees of what might be called geopolitical cooption. The United Nations itself is undoubtedly the best example of an institutional innovation with a geo-centric mandate that has gone awry almost from its inception. The UN that has been geopolitically coopted over the period of its existence in such fundamental respects as to make its defining role being that of stabilizing state-centric world order rather than of war prevention and facilitating transition to a geo-centric

future. This assessment is most evident in the double standards evident in the pattern of UN responses to emergency situations, for instance, in the diplomacy surrounding the application of the Responsibility to Protect (R2P) norm or in relation to the management of nuclear weaponry as between the nuclear weapons states and non-nuclear states.

 

            Another revealing instance concerns the establishment of the International Criminal Court (ICC) in 2002 over the resistance of the largest and most dangerous states in the world. The fact that a tribunal could be established to assess the individual criminal responsibility of political and military leaders of sovereign states seemed like an important move toward creating a global rule of law in relation to war/peace and human rights issues,

and it was, although its performance has so far been disappointing. The work of the ICC has exhibited the same double standards that infuses the entire edifice of state-centric world order, resulting in a pattern of impunity for the West and accountability for leaders in the South. As such the ICC is ambivalent in its contributions to peace and justice, yet its own institutional destiny is being formed by the uncertain flow of events, and can yet become more attuned to human and global interests. It is that attunement that distinguishes the citizen pilgrim from what might be called ‘a liberal internationalist’ who favors stronger global governance capacity, but lives within a bubble of the old realism and its questionable reconciliation of global reform and geopolitics.

 

Citizen Pilgrims as Nonviolent Warriors of the Great Transition

 

            Prospects for the future depend on altering the outlook and performance of governments representing states, as well as the expectations of their citizenry. This is particularly true for constitutional democracies with strong private sector interest groups. Authoritarian states, especially with control over the economic infrastructure, do not require the consent of the governed to nearly the same extent, and can act or not more freely for better and worse to take account of rapidly changing perceptions. In constitutional democracies the relationship of leadership to the citizenry is very direct, although not necessarily reflecting the will of the people. Special interest lobbying, extensive secrecy and surveillance, and corporatized media all deflect government from a rational calculation of national interests, and tend to obstruct policy deference to long term considerations or to human and global interests. In relation to our two litmus issues it is clear that ‘the military-industrial-think tank complex’ has over the decades protected the nuclear weapons establishment from disarmament advocacy and that the fossil fuel campaign has lent a measure of credibility to climate skepticism despite its rejection by 97% of climate experts.

 

            Experience confirms that government policy will not shift against such

entrenched policy without a popular mobilization that alters the political climate sufficiently to allow change to happen. In the 1980s this happened in the United States and the United Kingdom in relation to apartheid South Africa. In this case, the ethical repudiation of official racism provided the basis for altering the political climate to such an extent that Ronald Reagan and Margaret Thatcher, both conservative leaders who valued strategic and economic cooperation with South Africa, were led to endorse sanctions that were important contributions to the eventual success of the anti-apartheid campaign. Nuclear weaponry does pose an ethical challenge, but its main challenge is a prudential one of resting the security of major states and their friends on a conditional commitments to destroy tens of millions of innocent persons in a global setting where conflict and irrational behavior have been recurrent features. It would thus appear to be the case that both ethics and rationality favor phased and verified nuclear disarmament as had been legally stipulated by the nuclear weapons states in the Nonproliferation Treaty of 1968.[18]

 

            The global challenge of climate change is more complex, and in some ways exposes more directly the limits of globally oriented problem-solving in a state-centric framework. Unlike nuclear weaponry, there is strong inter-governmental support for the scientific consensus as to the need for mandatory regulations to reduce greenhouse gas (especially carbon) emissions so as to prevent further harmful global warming. For the past twenty years the UN has sponsored conferences that bring together annually most governments in the world to move toward implementing the scientific consensus, and yet little happens. Rationality gives way to special interests and short-term calculations of advantage are given precedence in the policy arenas of government, which means little is achieved. The state system seems stuck, and the old realism seems set to shape human destiny in adverse ways for the foreseeable future.

 

            In such settings the citizen pilgrim offers society a voice of sanity that speaks from the liberated isolation of the wilderness. It envisions a future responsive to the long-term survival of the human species, and maximizing its wellbeing and pursuit of global justice. Some citizen pilgrims may be seeking a drastic revision of the worldview of the national leadership cadres of society in the form of embraces of the new realism of human and global interests, pursued within an enlarged sphere of temporal accountability. Other citizen pilgrims may be thinking of a political community that is planetary in scope that organizes its activities to serve all peoples on the basis of individual and collective human dignity and envisions the replacement of a world of sovereign states with a democratically constituted geo-centric framework of governance—norms, institutions, procedures, and actors.

 

            The citizen pilgrim is not primarily motivated by averting danger and mitigating injustice on a global scale, although such concerns occupy the foreground of her political consciousness. The most basic drive is spiritual, to pursue the unattainable, to affirm the perfection of the human experience within the diverse settings present in the world. As Goethe said, “him who strives he we may save.” By striving, the sense of time comes alive in citizenship and political participation, as it must, if the Mount Everest challenges of the great transition are to be successfully traversed.

           

 

           

[1] I rely upon a distinction between ‘human’ and ‘global’ to underscore the interactive duality of human and earth interests, what is beneficial for the human species and what is beneficial for nature and the environment, implying a fundamental commitment to achieving their collaboration and reconciliation. In other words, the ideological posture recommended and adopted can be described as eco-humanism.

See Robert C. Johansen’s breakthrough contribution seeking to overcome the tetension destructive dualism between the national interest and the human

interest. See National and the Human Interest: An Analysis of U.S. Foreign Policy (Princeton, NJ: Princeton University Press, 1980).

[2] Global Race to Reinvent the State (New York: Penguin, 2014). The authors persuasively demonstrate the resilience of the European state through time, responding non-incrementally, or by revolutionary leaps, to accumulated challenges

  1. For an intriguing interpretation of the evolution of the modern state and the state system since the mid-seventeenth century see John Micklethwait & Adrian Woolridge, The Fourth Revolution: The Global Race to Reinvent the State (New York:

Penguin Press, 2014). The book examines past reinventions of the state in the face of challengesthat have in the past threatened its viability as a source of human contentment. Their thesis is that such a challenge is currently present as evidenced by the widespread dissatisfaction with government in even prosperous and democratic countries. On this basis they draw this conclusion: “The main political challenge of the next decade will be fixing government.” (p.4) What the authors mean by this is mainly a scaling back of the governmental role and a scaling up of its efficient performance of core security and managerial roles. This is different than what is being argued here, which is enabling government to become responsive to global challenges.

 

[3] For one view of how the state is ‘disaggregating’ in ways that enable it to cope with the challenges of an increasingly interactive world, see Anne-Marie Slaughter, The New World Order (Princeton, NJ: Princeton University Press, 2004); there are also many instances of cooperation among states for the sake of mutual benefit, especially in relation to the management of the global commons.

[4] The writings of James Lovelock on the Gaia balances of the earth are relevant, as are the speculations that human activities are undermining the equilibrium that has for many centuries allowed plants and animals to live comfortably on the planet. It is the dawn of the age of the anthropocene that is threatening to disrupt this balance that has facilitated biological evolution since the first glimmers of habitation on planet earth. Revenge of Gaia: Earth’s Climate in Crisis and the Fate of Humanity (New York: Basic Books, 2006).

[5] I would include here various anti-democratic forms of imperial and hegemonic governance. See, among others, Andrew Bacevich, American Empire: The Reality and Consequences of U.S. Diplomacy (Cambridge, MA: Harvard University Press, 2002; and especially Michael Mandelbaum’s Case for Goliath: How America Acts as the World’s Government in the Twenty-first century (New York: Public Affairs, 2005).

[6] For wide ranging defense of democracy along these lines see Daniele Archibugi’s important study, Global Commonwealth of Citizens: Toward Cosmopolitan Democracy (Princeton, NJ: Princeton University Press, 2008).

[7] Such a struggle has been evident in the United States in the period since the 9/11 attacks. For a critical account of the mismanagement of the balance see David Cole & Jules Lobel, Less Secure, Less Free: Why America is Losing the War on Terror (New York: New Press, 2007).

[8] But see California chapter in Micklethlwait & Woolridge for an attempt to ‘federalize’ their critique of what has gone wrong with governance in the United States.

[9] The idea of ‘citizen pilgrim’ is inspired by Saint Paul’s Letter to the Hebrews in which he talks of the pilgrim as someone animated by faith in that which is not seen, and does not exist as yet, and yet embarks on a journey dedicated to a better future in which that vision will be realized, not as an earthly city but as a heavenly city.

[10] The issue of civilizational collapse, and its avoidance, have been influentially explored in Collapse; the question of the risks to the species arising from human activities is addressed in Clive Hamilton, Requiem for a Species: Why We Resist the Truth about Climate Change (London: Pluto, 2004); see also Elizabeth Kolbert, The Sixth Extinction: An Unnatural History (New York: Henry Holt, 2014).

[11] See Richard Falk, This Endangered Planet: Prospects and Proposals for Human Survival (New York: Random House, 1972); on the orientation of indigenous peoples, thinking ahead and looking back seven generations, see Maivan Lam, At the Edge of the State: Indigenous Peoples and Self-Determination (Ardsley, NY: Transnational, 2000)

[12] One of the most comprehensive appreciations of the approaching limits of modernity as a legacy of the Enlightenment and Industrial Revolution is found in James Lee Kunstler;

[13] Clive Hamilton critically explores this search for a technological escape via geo-engineering from the dilemmas posed by adherence ‘the iron law of growth’ (Paelke), population increase, and continuously rising living standards.

[14] Micklethwait & Woolridge, Note 1, are persuasive that national governments are generating widespread dissatisfaction among their citizens, although their focus is upon issues of efficiency and scale as the source of this public mood of alienation.

[15] Some suggestions along these lines are contained in Falk, “Anarchism without Anarchism,” Millennium

[16] See Richard Falk & Andrew Strauss, A Global Parliament: essays and articles (Berlin: Committee for a Democratic UN, 2011).

[17] For elaboration see Falk, On Humane Global Governance (Cambridge, UK: Polity Press, 1995).

[18] See for development of these themes Falk & David Krieger, The Path to Zero: Dialogues on Nuclear Dangers (Boulder, CO: Paradigm, 2012); but see Joseph S. Nye, Jr., Nuclear Ethics (New York: Free Press, 1986) for a contrary view.